- TD Bank (New York, NY)
- …Understands and complies with TD Securities (USA) Policies, regulatory and compliance requirements, ensuring that transactions are fully documented and processed ... on the DCM team in New York + Demonstrates governance , control and risk management behaviors in alignment with...wide range of capital markets products and services to corporate , government, and institutional clients who choose us for… more
- Wolters Kluwer (New York, NY)
- …licensing best practices into divisional business development processes, playbooks, and governance tools to ensure repeatability and consistency. + Oversee the ... standards to ensure licensing and partnership deals are executed with rigor, compliance , and scalability. + Provide tools, templates, and approval protocols that… more
- JPMorgan Chase (New York, NY)
- …support a proactive risk and control culture. + Perform ongoing analysis of program -related data (eg, KRI/KPI) and develop ad-hoc reports. + Assist with development ... firm policies and design front office controls. + Support business control governance and front office supervision management. + Oversee front office supervision… more