- Wells Fargo (Charlotte, NC)
- …and making sound risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well as making sound risk ... **About this role:** Wells Fargo is seeking a Corporate and Investment Bank Fixed Income Capital Markets...other key business units including our Coverage and **-** Risk and Controls partners that are important partners to… more
- MetLife (Cary, NC)
- …team assists our IT and business partners in solving complex operational and risk management challenges by rapidly delivering lasting transformations with speed ... Owner. The ideal candidate will possess strong knowledge of Risk , including Audit, Operational Risk Management...Strong understanding of audit processes, control libraries, and enterprise risk governance . * Ability to document user… more
- NetApp (NC)
- …and securities matters including '33 and '34 Act reporting and compliance, corporate governance , mergers and acquisitions, equity investments, equity plan ... federal securities laws, NASDAQ rules and regulations, Sarbanes-Oxley requirements, and other corporate governance rules and regulations + Support SEC and NASDAQ… more
- Wells Fargo (Charlotte, NC)
- …military experience, education **Desired Qualifications:** + 1+ years of Operational Risk Management experience + Demonstrated experience in compliance and ... Operations (CBO), Corporate & Investment Banking (CIB) and Wealth Investment Management (WIM). The Wholesale Operations Quality Assurance Team is part of the… more
- Wells Fargo (Charlotte, NC)
- …military experience, education **Desired Qualifications:** + 3+ years of Operational Risk Management experience + Demonstrated experience in compliance and ... Operations (CBO), Corporate & Investment Banking (CIB) and Wealth Investment Management (WIM). The Wholesale Operations Quality Assurance Team is part of the… more
- Truist (Charlotte, NC)
- …shift (United States of America) **Please review the following job description:** The Operational Risk Management Programs Risk Officer II is a senior ... thought leader that will research, evaluate and recommend solutions for operational risk management programs and implement forward-looking systems and processes… more
- TD Bank (Charlotte, NC)
- …who can provide you more specific details for this role. **Line of Business:** Risk Management **Job Description:** The **Senior Group Risk Analyst, RCSA ... certification and/or + 5+ years relevant experience + Proficient knowledge of risk management , programs, policies, practices & reporting for business supported… more
- TD Bank (Charlotte, NC)
- …+ Knowledge of current and emerging competitor and market trends + Knowledge of risk management environment, standards and regulations + Ability to contribute to ... regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control, supported by effective processes in alignment… more
- Wells Fargo (Charlotte, NC)
- …and timely remediation of issues, deficiencies or regulatory matters regarding compliance risk management + Oversee the Front Line's execution and challenges ... complaints, allegations, customer remediation and/or conduct topics. + 2+ years of risk management experience within financial services industry, and familiar… more
- Wells Fargo (Charlotte, NC)
- …and making sound risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well as making sound risk ... a focus on complex trading and derivatives agreements across Commodities and Corporate counterparties. This role is pivotal in driving the negotiation and execution… more
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