- SMBC (New York, NY)
- … audits, periodic reviews, and ad-hoc requests. - Support interactions with internal audit and control departments for monitoring and testing activities. ... Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local… more
- JPMorgan Chase (New York, NY)
- …CCOR teams and key stakeholders, including Legal, Business Control Managers, Technology, Internal Audit , Finance & Business Management, and other Control ... focusing on the Sales and Trading businesses within the Corporate & Investment Bank line of business (LOB). You...in areas such as Compliance, law, risk management or audit + Extensive knowledge of SRO and SEC rules… more
- TD Bank (New York, NY)
- …work hands-on to drive key initiatives across compliance, operational risk management, and audit functions, works well in a team dynamic to ensure the seamless ... and compliance issues + Consult with key stakeholders on solutions based on good internal models and advice + Recognize that risk management and compliance are about… more
- PVH Corp. (New York, NY)
- …concisely to senior finance leadership and C-Suite executives + Support Internal audit with quarterly Sarbanes-Oxley compliance requirements, maintaining ... well-documented and robust internal controls over tax processes. + Expertise in addressing...external auditor inquiries, compliance with regulatory requirements, and ensuring audit readiness/transparency. + Direct the US Federal income tax… more
- DoorDash (New York, NY)
- …for our rapidly growing business. You will partner closely with our Business and Corporate Development teams on M&A transactions and integration, as well as other ... corporate and investment transactions, and you will also provide...Provide strategic legal advice to senior management and other internal stakeholders regarding M&A strategy, risk management, and execution… more
- Scotiabank (New York, NY)
- …and operational risk events. + Demonstrated experience working with regulators and internal audit , particularly in remediation and oversight contexts. + Skilled ... Our products include debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products,… more
- JPMorgan Chase (New York, NY)
- …with key stakeholders including the business, Legal, Risk, Control Management, Technology, Internal Audit , Finance & Business Management and other control ... firm's Compliance teams work globally across all lines of business to advise internal stakeholders on the impact of regulatory requirements and how to balance these… more
- American Express (New York, NY)
- …with the 1st (Enterprise Data Office), 2nd (Enterprise Data Risk Management), 3rd ( Internal Audit ) line of defenses, Technology, and Regulatory Reporting teams ... policies and appropriate controls and documentation exists to stand a regulatory or internal examination or audit . She/He will be responsible for remediating any… more
- MTA (New York, NY)
- …management. + Coordinate all audits for the Real Estate Department with both internal /external auditors. + Work closely with MTA Corporate Compliance to oversee ... in particular the tracking of all process and procedures manuals; ensuring internal processes and reporting integrity and consistency across all the department's… more
- Scotiabank (New York, NY)
- …leads, aligned risk leads, first line of defense (1LOD), Regulatory Relations, Internal Audit , and the Enterprise Technology Risk Management team. Together, ... Our products include debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products,… more