- SMBC (New York, NY)
- …Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local ... + Daily maturity limit and compliance monitoring for ABCP program + Maintain internal databases and ensure accurate daily and monthly reporting + Support investor… more
- Vibrant Emotional Health (New York, NY)
- …Services (Non-Billable Services) Salary Range: $76,000.00 - $87,000.00 Department: Corporate Compliance Reports to: Director of Compliance - Community Services ... policies, procedures, and work plans Craft and implement compliance audit tools and reports Support the compliance team with... tools and reports Support the compliance team with internal and external audits and reviews of systems, records,… more
- M&T Bank (Buffalo, NY)
- …brand. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by ... information from, M&T's stakeholder departments (including Finance, Accounting Policy, CRA, Corporate Tax, and Sustainability) + Function as the Operations & Risk… more
- JPMorgan Chase (Brooklyn, NY)
- …and CRO, uphold two allowance-related standards, and manage both external and internal reporting, including disclosures during earnings and in the 10K/Q. This ... to communicate the allowance story effectively. + Manage external and internal reporting, including earnings disclosures and 10K/Q, ensuring the integrity and… more
- SMBC (New York, NY)
- …+ Address model risk findings which are issued by model validation group and internal audit generally + Develop internal credit risk models collaborating ... Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local… more
- TD Bank (New York, NY)
- …and surveillance enhancements. + Issues Management: Track and manage Regulatory and Audit Findings related to surveillance to ensure that such findings are properly ... and timely addressed (ie, assist with overseeing progress of all internal and/or external remediation issues relating to Surveillance with key stakeholders). + Read… more
- TD Bank (New York, NY)
- …and Front Office Technology on surveillance data quality issues. Engage with regulators and Internal Audit as needed to address any question s or inquiries ... data (eg, SEC, CFTC, NFA, FINRA, FCA, CIRO, etc.) and aligns with internal compliance policies. + Technology & Automation: Collaborate with Technology teams and the… more
- Rochester Regional Health (Rochester, NY)
- Job Title: Patient Experience CoordinatorDepartment: Patient Experience/ Corporate ComplianceLocation: Canton Potsdam Hospital, Gouverneur Hospital, Massena Hospital, ... education, and research to support patient-centered goals of the organization for the Corporate Compliance and Patient Experience department. Join our team in a role… more
- TD Bank (New York, NY)
- …(New York)** TD Securities is a market leader in Capital Markets and Corporate & Investment Banking, delivering a full suite of integrated products and services ... M&A transactions. + Collaborate with various teams across the Corporate & Investment bank. **What makes Investment Banking right...The intern will be required to interact with various internal and external groups. **Depth & Scope:** + Builds… more
- AIG (New York, NY)
- …to be a market leader in critical lines of the insurance business. Corporate Finance - Investment Accounting The Investment Accounting group at AIG is responsible ... types and management of the risks, controls and AIG audit as it relates to investments and supporting Investment...contact and support for the various business unit and corporate controllers + Coordinate with various areas in the… more