- TD Bank (New York, NY)
- …highly-diverse equity research franchise, while growing our strong, diversified investment bank . We are growth-oriented, people-focused, and community-minded. ... impacts + Maintain a culture of risk management and control , supported by effective processes in alignment with risk...a brand ambassador for your business area/function and the bank , both internally and/or externally **Depth & Scope:** +… more
- TD Bank (New York, NY)
- …highly-diverse equity research franchise, while growing our strong, diversified investment bank . We are growth-oriented, people-focused, and community-minded. ... with a registered US broker dealer, swap dealer, Global Systematically Important Bank (GSIB), or associated regulator. + Knowledge of global security and derivative… more
- TD Bank (New York, NY)
- …highly-diverse equity research franchise, while growing our strong, diversified investment bank . We are growth-oriented, people-focused, and community-minded. ... with a registered US broker dealer, swap dealer, Global Systematically Important Bank (GSIB), or associated regulator. + Firm understanding of global security and… more
- JPMorgan Chase (Brooklyn, NY)
- …within the FCM team, you will work to ensure a strong and consistent control environment across all business lines and corporate functions. You will have ... Join JPMorgan Chase's Finance Control Management (FCM) team! Finance Control ...this role you will be supporting SEC Reporting, Lead Bank Reporting, Regulatory Policy, and Corporate Accounting… more
- TD Bank (New York, NY)
- …highly-diverse equity research franchise, while growing our strong, diversified investment bank . We are growth-oriented, people-focused, and community-minded. ... Sales and Trading ensures that all required counterparty details and trade control codes are captured to facilitate downstream operations and regulatory reporting… more
- TD Bank (New York, NY)
- …highly-diverse equity research franchise, while growing our strong, diversified investment bank . We are growth-oriented, people-focused, and community-minded. ... US FCRM TDS Business Oversight. **Primary duties include:** + Demonstrate governance, control and risk management behaviors aligned with TD policies and practices. +… more
- TD Bank (New York, NY)
- …highly-diverse equity research franchise, while growing our strong, diversified investment bank . We are growth-oriented, people-focused, and community-minded. ... is effective. This position also works with management / control function partners (eg Risk, Legal, Compliance, AML and...wide range of capital markets products and services to corporate , government, and institutional clients who choose us for… more
- TD Bank (New York, NY)
- …highly-diverse equity research franchise, while growing our strong, diversified investment bank . We are growth-oriented, people-focused, and community-minded. ... within the group and execute assigned duties and enhance control over procedures. + Ability to work under tight...wide range of capital markets products and services to corporate , government, and institutional clients who choose us for… more
- JPMorgan Chase (Brooklyn, NY)
- …design, and sustainable risk mitigation. Join our dynamic team as the Commercial & Investment Bank (CIB) New Product Assessment Program Manager - Vice President, ... Control Management maintains a strong and consistent ...New Product Assessment Program Manager within the Commercial & Investment Bank , you will lead the strategic… more
- JPMorgan Chase (New York, NY)
- …to the Global Investment Banking business within the Commercial & Investment Bank line of business (LOB). **Job Responsibilities** + Identify compliance ... **Required qualifications, capabilities, and skills** + 7+ years' experience within an investment bank , law firm or regulator covering investment … more