- JPMorgan Chase (New York, NY)
- JP Morgan Asset & Wealth Management is a global leader in investment and wealth management. Its clients include institutions, high-net-worth individuals, and retail ... investors in every major market throughout the world. The division offers investment management across all major asset classes, including equities, fixed income,… more
- TD Bank (New York, NY)
- …highly-diverse equity research franchise, while growing our strong, diversified investment bank . We are growth-oriented, people-focused, and community-minded. ... strategies. + Identifying new subsector growth opportunities within the bank with the coverage group. **Depth & Scope:** +...existing and new syndicate client relationships + Executes all investment grade and SSA USD transactions + Provides market… more
- TD Bank (New York, NY)
- …highly-diverse equity research franchise, while growing our strong, diversified investment bank . We are growth-oriented, people-focused, and community-minded. ... a brand ambassador for your business area/function and the bank , both internally and/or externally **Breadth & Depth** +...Certified Compliance Officer Program + Basic knowledge of Equities, Fixed Income and FX is required + Knowledge of… more
- JPMorgan Chase (Rochester, NY)
- …to provide a first-class experience to clients within JP Morgan's US Private Bank . If you have an entrepreneurial mindset and are looking to constantly challenge ... level. As a Private Banker in the US Private Bank , you are responsible for advising families on building,...clients on their overall balance sheet, including asset allocation, investment management, wealth planning, credit and banking needs +… more
- JPMorgan Chase (New York, NY)
- …Private Equity & Venture Capital clients at JP Morgan's US Private Bank . We're seeking exceptionally talented individuals who are collaborative, confident, and ... of their balance sheet and showcase the full capabilities of the Private Bank . In this fast-paced environment, you'll manage a significant client portfolio and be… more
- TD Bank (New York, NY)
- …highly-diverse equity research franchise, while growing our strong, diversified investment bank . We are growth-oriented, people-focused, and community-minded. ... and controls across a range of Global Markets activity, to include equities, fixed income, foreign exchange, commodities, and derivatives. + Ability to identify and… more
- TD Bank (New York, NY)
- …highly-diverse equity research franchise, while growing our strong, diversified investment bank . We are growth-oriented, people-focused, and community-minded. ... + Conduct regular reviews of surveillance alerts across FX, Fixed Income, Commodities, Exchange-Traded Products, and Electronic Communications surveillance alerts.… more
- TD Bank (New York, NY)
- …highly-diverse equity research franchise, while growing our strong, diversified investment bank . We are growth-oriented, people-focused, and community-minded. ... surveillance team. Preferred 3-5 years of experience in surveillance of either Fixed Income Products, Foreign Exchange and Commodities, Equities Options and Futures… more
- TD Bank (New York, NY)
- …highly-diverse equity research franchise, while growing our strong, diversified investment bank . We are growth-oriented, people-focused, and community-minded. ... Vice President candidates to join the trade surveillance team, specializing in Fixed Income Products, Foreign Exchange and Commodities, Equities Options and Futures.… more
- TD Bank (New York, NY)
- …highly-diverse equity research franchise, while growing our strong, diversified investment bank . We are growth-oriented, people-focused, and community-minded. ... patterns. + Knowledge of financial products, including Equities, Options, Commodities, Fixed Income, and FX. **General Job Description** The VP Compliance TDS… more