- TD Bank (New York, NY)
- …highly-diverse equity research franchise, while growing our strong, diversified investment bank . We are growth-oriented, people-focused, and community-minded. ... including Markets sales and trading leaders, Technology, Advisory Compliance, and Risk functions. The incumbent provides strategic guidance and independent oversight… more
- TD Bank (New York, NY)
- …highly-diverse equity research franchise, while growing our strong, diversified investment bank . We are growth-oriented, people-focused, and community-minded. ... The team partners closely with senior leaders across TDS, Risk , Legal, HR, Compliance and will work in close...manner) + Established rapport with various stakeholders throughout the bank + Advanced Excel data manipulation skills (ability to… more
- JPMorgan Chase (New York, NY)
- …and challenges. + **Customized Solutions:** Learn to develop and implement bespoke investment strategies that align with clients' risk profiles and long-term ... Business:** Asset & Wealth Management (AWM) **Track:** US Private Bank (USPB) Track In this track, you will immerse...deliver innovative strategies and solutions tailored to the unique investment goals of both institutions and high net worth… more
- US Bank (New York, NY)
- …Set continually higher goals that are ambitious but realistic and aligned with US Bank 's overall strategy and risk parameters. **Acting Strategically** : + In a ... At US Bank , we're on a journey to do our...successful card partnerships + Responsible for the administration of corporate policies and procedures and ensuring compliance with applicable… more
- JPMorgan Chase (New York, NY)
- …Private Equity & Venture Capital clients at JP Morgan's US Private Bank . We're seeking exceptionally talented individuals who are collaborative, confident, and ... of their balance sheet and showcase the full capabilities of the Private Bank . In this fast-paced environment, you'll manage a significant client portfolio and be… more
- TD Bank (New York, NY)
- …highly-diverse equity research franchise, while growing our strong, diversified investment bank . We are growth-oriented, people-focused, and community-minded. ... strategies. + Identifying new subsector growth opportunities within the bank with the coverage group. **Depth & Scope:** +...existing and new syndicate client relationships + Executes all investment grade and SSA USD transactions + Provides market… more
- TD Bank (New York, NY)
- …highly-diverse equity research franchise, while growing our strong, diversified investment bank . We are growth-oriented, people-focused, and community-minded. ... of the organization - identify and manage risks, and escalate non-standard, high- risk activities as necessary * Conduct reporting and / or meaningful analysis… more
- TD Bank (New York, NY)
- …highly-diverse equity research franchise, while growing our strong, diversified investment bank . We are growth-oriented, people-focused, and community-minded. ... requirements and assisting business units to manage their regulatory risk . **Key Accountabilities** Shareholder + Consistently exercise discretion in managing… more
- TD Bank (New York, NY)
- …highly-diverse equity research franchise, while growing our strong, diversified investment bank . We are growth-oriented, people-focused, and community-minded. ... implementing and coordinating the Compliance Oversight program over first line Risk Owner (RO) activities contributing to the overall Compliance coverage plan.… more
- SMBC (New York, NY)
- …of its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It ... Audit Department. The Audit Manager will report to the Risk Stripe Lead and be responsible to design and...understanding of applicable regulatory standards / guidance for a Bank Holding Company / Broker Dealers including Reg YY… more