- TD Bank (Charlotte, NC)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be...Advanced Excel strongly preferred. + Solid knowledge of Residential Lending and/or Small Business/Commercial Lending compliance… more
- TD Bank (Charlotte, NC)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... sustainable US Wealth Compliance function that effectively manages and oversees regulatory compliance risk and conduct risk in US Wealth businesses by:**… more
- TD Bank (Charlotte, NC)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... assists in developing Compliance Team procedures + Facilitates the periodic Compliance risk and self-assessment activities for designated business using TD's… more
- US Bank (Charlotte, NC)
- …Fair and Responsible Banking stakeholders of various levels within the organization, including Corporate Compliance , Model Risk Management, Audit, Legal, and ... best practices to evaluate the Company's models for fair lending and responsible banking risk , ensuring fairness...and assessments for models used across the Company, evaluating compliance with fair lending laws and regulations,… more
- Citigroup (Charlotte, NC)
- …includes large complex syndicated and bilateral loans covering but not limited to corporate , commercial, real estate, structured lending and trade. + Assist with ... each of the originating and coverage business lines, credit risk , operations, legal, etc. + Ensure that quality of...with various stakeholders + Understanding and awareness of appropriate corporate and regulatory policies in relation to Lending… more
- Wells Fargo (Charlotte, NC)
- …launch and optimization. + Drive enhancements in trading capabilities, electronic execution, and risk management tools. + Ensure compliance with OCC, FRB, NFA, ... ** Corporate & Investment Bank (CIB)** delivers a comprehensive...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Wells Fargo (Charlotte, NC)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... ** Corporate & Investment Bank (CIB)** delivers a comprehensive...risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable… more
- Wells Fargo (Charlotte, NC)
- …Investment Operations Specialist** for **The Structured Products Group (SPG)** Team in ** Corporate & Investment Banking (CIB) Lending Operations** , supporting ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Wells Fargo (Charlotte, NC)
- …product heads across all of Wells Fargo's businesses including Consumer Banking and Lending , Commercial Banking, Corporate and Investment Banking, and Wealth and ... position reports to the Head of Capital Management within Corporate Treasury. **In this role, you will:** + Lead...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Wells Fargo (Charlotte, NC)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... ** Corporate & Investment Bank (CIB)** delivers a comprehensive...risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable… more