- Capital One (New York, NY)
- Principal Auditor (Experienced Senior Auditor), Corporate Compliance & Securities / Transactions Audits (Hybrid) Capital One's Audit function is a dedicated group of ... a member of the Audit team, the candidate will focus on operational and compliance audits, including operations of investment (securities and transactions).… more
- Molina Healthcare (Rochester, NY)
- …regulations, contract provisions, and internal policies and procedures. * Supports the Operational Oversight Manager , Director, and team in the general ... and reporting exists to demonstrate compliance to regulatory requirements. * Supports Manager and Director with developing the Operational Oversight Work Plan,… more
- Mizuho Corporate Bank (New York, NY)
- …requests + Assist with daily and periodic risk management activities across all operational risk areas + Assist in various Risk related projects and ... Asset Management One USA Inc is a New York-based asset manager (SEC registered investment adviser and CFTC registered CTA/CPO) with approximately $ 7 b under… more
- Mizuho Corporate Bank (New York, NY)
- The Compliance function manages compliance and regulatory risk by establishing compliance policies, providing training, conducting compliance reviews, monitoring ... at Mizuho, ensuring timely reporting to the AML Compliance Manager . This role also involves reviewing AML cases, conducting...trainings to enhance the team's knowledge of emerging AML risk , regulatory updates, and system enhancements. + Maintain a… more
- TD Bank (New York, NY)
- …other tools to improve efficiency.** + **Lead additional initiatives including updating the Operational Risk Profile, facilitating RCSAs, and other risk and ... effectiveness + Provides mentorship to direct reports; and assumes responsibility to minimize operational and regulatory risk by complying with Bank Code of… more
- American Express (New York, NY)
- …of issues by influencing Corporate Functions (CF), who own and execute issue/ Operational Risk Event (ORE) remediation + Investigate and conduct root cause ... updates to stakeholders to embed accountability along the process, collaborating with other Operational Risk Management (ORM) teams as necessary + Review quality… more
- Mizuho Corporate Bank (New York, NY)
- …senior management review. + Prepare / approve the daily submission of Key Risk Indicators for management reporting. + Facilitate all internal / external audit and ... 7 years of experience performing / supervising reconciliation activities within an operational control environment. + Experience working with FIS Intellimatch / Data… more
- TD Bank (New York, NY)
- …to optimize the balance sheet and to ensure capital allocation, liquidity, and risk management frameworks are aligned with corporate goals and regulatory ... would likely have risen through progressively senior roles within treasury, finance, or risk management, such as: Treasury Manager /Director, Head of Liquidity … more
- Bank of America (New York, NY)
- Global Markets Non-Financial Regulatory Reporting (GM NFRR) Operational Monitoring New York, New York;Charlotte, North Carolina **To proceed with your application, ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Global-Markets-Non-Financial-Regulatory-Reporting--GM-NFRR-- Operational -Monitoring\_25004657) **Job Description:** At Bank of America, we are… more
- JPMorgan Chase (Brooklyn, NY)
- …areas of elevated residual risk . + Complete the quarterly Compliance and Operational Risk Summary (CORS) for Corporate Finance, which provides ... comprehensive information and reporting about the LOBs and Corporate Functions operational risk and control environment. + Gather relevant data from all … more