- Tradeweb (New York, NY)
- …teams to improve and support client integration capabilities. This function reduces operational risk and greatly improves efficiency and automation for clients ... trading. https://www.dol.gov/ofccp/regs/compliance/posters/pdf/eeopost.pdf **Group Details** Tradeweb is seeking an Integration Specialist to join our Market Support department. This role… more
- Wells Fargo (New York, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... **About this role:** The Senior Lead Securities Quantitative Analytics Specialist is an Executive Director level role within the Corporate & Investment Banking… more
- M&T Bank (Getzville, NY)
- …motion for relief, post-petition fee notices, etc. + Adhere to applicable compliance/ operational risk controls in accordance with Company or regulatory standards ... appropriate actions are being taken given the status of the account. + Reconcile Corporate Advance systems to ensure fees are appropriate. + Determine if funds can… more
- M&T Bank (Buffalo, NY)
- …members. + Responsible for ordering messenger services. + Adhere to applicable compliance/ operational risk controls in accordance with Company or regulatory ... of experience as a Receptionist, Secretary, Executive Assistant, or in Corporate Hospitality. Competency with computers, including word processing and spreadsheet… more
- Capital One (New York, NY)
- Principal Auditor (Experienced Senior Auditor), Corporate Compliance & Securities / Transactions Audits (Hybrid) Capital One's Audit function is a dedicated group of ... a member of the Audit team, the candidate will focus on operational and compliance audits, including operations of investment (securities and transactions).… more
- TD Bank (New York, NY)
- …clear communication and documentation of new processes + Assumes responsibility to minimize operational and regulatory risk by complying with Bank and industry ... change requests to the project management team both from a timeline/cost and a risk perspective. + Execute test cases and document actual results, with a high degree… more
- TD Bank (New York, NY)
- …and Control team is a first line of defense team responsible for providing risk and compliance advice and oversight to ensure our TDS business partners have ... in day-to-day activities, operations, products and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and … more
- TD Bank (New York, NY)
- …expert knowledge of Agile/Scrum processes, roles and practices + Senior specialist providing advisory services to executives, business segment leaders and governs ... or more areas of expertise + Anticipates emerging business trends and regulatory/ risk issues as a basis for recommending large-scale product, technical, functional… more
- Wells Fargo (New York, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... seeking a Senior Relationship Manager ( Senior Lead Credit Product Portfolio Specialist ) in Wells Fargo Capital Finance's Lender Finance group. Lender Finance… more
- TD Bank (New York, NY)
- …for building a strategy that focuses on competitive product functionality, operational effectiveness, effective risk management and strong financial performance. ... at the enterprise, business, regulatory and industry levels + Senior specialist providing advisory services to executives, business segment leaders and governs… more
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