- SMBC (New York, NY)
- …budget. Develop and implement governance frameworks and processes to ensure effective oversight and management of control office activities. Prepare regular ... Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local… more
- JPMorgan Chase (Brooklyn, NY)
- …Controls Office. This team is the unique provider of horizontal regulatory oversight and governance for the CIB, responsible for enhancing transparency and senior ... oversight of regulatory interactions, issues, and commitments. As an...and maintain collaborative relationships with NAMR & LATAM Compliance, Control Management, and Business stakeholders. + Provide written and… more
- SMBC (New York, NY)
- …Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local ... **Role Description** The Securitized Products and Capital Solutions Business Control Officer is primarily an individual contributor. The Securitized Products… more
- Saint-Gobain (Granville, NY)
- …and ensures 7 day testing is completed timely. + Monitors and maintains oversight of all Quality Control records for accuracy and completeness. + ... am - 4:00 pm Responsible for the timely performance of Quality Control testing, accurate data recording, documenting compliance to specification and determination of… more
- SMBC (New York, NY)
- …Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local ... Finance Solutions Vertical BCO. + Liaises between Specialized Finance Department and control functions to execute on 2nd Line of Defense risk assessments (eg,… more
- Scotiabank (New York, NY)
- …the oversight and execution of the US Risk and Control Self-Assessment (RCSA) Program, ensuring effective identification, assessment, and mitigation of ... direct oversight responsibilities. + Deep understanding of non-financial risk, control , and regulatory requirements specific to Capital Markets business lines. +… more
- TD Bank (New York, NY)
- …training to the team **Depth & Scope:** + Serves as a point-person and provides oversight in regards to market risk control for trading desks in the Region ... (US NTMR) is a part of the Treasury Risk Oversight second line of defense organization. Treasury Risk ...risk management techniques and industry literature + Demonstrates governance, control and risk management behaviors in alignment with TD… more
- TD Bank (New York, NY)
- …maximize efficiency, effectiveness and scale + Leads interface and relationships with corporate and/or control functions to ensure alignment with enterprise ... of America **Hours:** 40 **Line of Business:** Governance & Control **Pay Detail:** $160,000 - $200,000 USD TD is...team responsible for providing risk and compliance advice and oversight to ensure our TDS business partners have adequately… more
- KeyBank (Amherst, NY)
- …strategic objectives while operating within defined risk appetite. Provides risk, control and compliance consultation / advice, in conjunction with the second ... coordinates the management and escalation of issues. Engages and consults with corporate risk management partners across risk disciplines to develop and implement… more
- Lactalis American Group Inc. (Buffalo, NY)
- …for the development of the plant finance staff and the liaison to corporate Finance & Management Control . Responsibilities also include ensuring integrity in ... while also challenging, plant leadership, the Vice President of Manufacturing, and corporate Finance/Management Control . . Coordinate Internal Control … more