- Scotiabank (New York, NY)
- …practices controls within Front Office units and overall trading management oversight . + Review effectiveness of risk management controls and measurement ... Our products include debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products,… more
- BMO Financial Group (New York, NY)
- …New York with a focus on FINRA and SEC broker-dealer requirements and corresponding oversight . We are looking for someone to work closely with the Fixed Income, ... LOBs and other internal business partners to ensure regulatory, corporate and fiduciary obligations are met. You will have...met. You will have a specific focus on compliance oversight over BMO's Fixed Income activities, and maintain current… more
- TD Bank (New York, NY)
- … controls , segregation of duties, transaction approvals and physical control of assets) + Participates in cross-functional/enterprise/initiatives as a subject ... issues + Actively manages relationships within and across various business lines, corporate and/or control functions and manages alignment with enterprise and/or… more
- Lactalis American Group Inc. (Buffalo, NY)
- …for the development of the plant finance staff and the liaison to corporate Finance & Management Control . Responsibilities also include ensuring integrity in ... while also challenging, plant leadership, the Vice President of Manufacturing, and corporate Finance/Management Control . . Coordinate Internal Control … more
- Citigroup (New York, NY)
- …and machine learning. Our roles entail ensuring we operate in a robust control environment, whilst in a fast-paced workplace. We comply with global regulations and ... to reduce risk through the continuous evaluation of our controls ; to protect our clients, the firm and our...Head of Syndicate Middle Office will be tasked with oversight across 6 sites and approximately 45 employees, overseeing… more
- TD Bank (New York, NY)
- …methodologies related to overall business management activities + Leads relationships with corporate and/or control functions to ensure alignment with enterprise ... controls , segregation of duties, transaction approvals and physical control of assets) + Leads relationships with business lines...of assets) + Leads relationships with business lines / corporate and/or control functions to ensure alignment… more
- Scotiabank (New York, NY)
- …transaction engine of Scotiabank. We support Small Business, Commercial and Corporate clients with effective treasury management solutions coupled with a best-in- ... Risk, contributes to the overall success of the front office/business controls for US Global Transaction Banking strategies and objectives. Providing supervisory… more
- Tradeweb (New York, NY)
- …responsible for leading key components of the firm's ERM program, including control testing oversight , regulatory risk assessments, risk metric development, and ... to the US-based ERM Lead and the UK-based Enterprise Controls Assurance (ECA) Lead, ensuring alignment with global program...+ Lead the planning and execution of independent 2LoD control testing to evaluate the design and operating effectiveness… more
- TD Bank (New York, NY)
- …control of these risks. **Depth & Scope:** + Serves as a point-person and provides oversight in regards to market risk control for trading desks in the Region ... a broad network of business and risk management practitioners and other corporate functions globally, including the TDGUS Operational and Enterprise Risk Management… more
- JPMorgan Chase (New York, NY)
- …Program Manager within the Global Security team, you'll lead the development and oversight of insider threat processes and controls , utilizing your expertise to ... with existing risk management processes and frameworks, actively interacting with oversight , risk management and controls functions to address potential… more