- TD Bank (New York, NY)
- …Employee Relations Director, Regulatory and Controls is responsible for leading the oversight and management of employee relations. This senior leader will ensure ... will liaise with enterprise employee relations and manage the control framework around HR processes for TDS HR to...enterprise in order to plan and execute on the global mandate and business critical projects and initiatives. Depth… more
- JPMorgan Chase (New York, NY)
- …strategies, products, policies, procedures, training, operational processes, risk mitigation and control . The role will focus on providing Compliance support for the ... to work with key stakeholders including the business, Legal, Risk, Control Management, Technology, Internal Audit, Finance & Business Management and other… more
- TD Bank (New York, NY)
- …supervisory engagement, considering industry best practice and regulatory change. The Global Markets Supervision (GMS) team partners with TD Securities' Global ... Markets Supervisors to meet their accountabilities for the oversight of employee conduct and of market, credit, underwriting, and operational risks. Specifically,… more
- Wolters Kluwer (New York, NY)
- …loss statements, ensuring tailored strategies align with local market dynamics. + ** Global Financial Oversight :** Provide comprehensive financial oversight ... company operations. Functional responsibilities include financial and management reporting, control , treasury, internal audit, financial planning and analysis, budgeting… more
- Scotiabank (New York, NY)
- …for US Global Transaction Banking; + Owner for implementation of control gaps with support from Product Owners and Functions. Require ongoing tracking and ... inclusive and high-performing culture. **Senior Manager, Business Risk Management - US Global Transaction Banking** Global Transaction Banking (GTB) is the… more
- TD Bank (New York, NY)
- …issues + Actively manages relationships within and across various business lines, corporate and/or control functions and manages alignment with enterprise and/or ... through the lifecycle stages + Provides subject matter expertise and leadership to Oversight Functions and other assessment participants and serve as single point of… more
- JPMorgan Chase (New York, NY)
- …Product Administration Team and has responsibility for supporting the overall management and oversight of a group of Funds including US Mutual Funds, ETFs, and ... support the Production Administration leadership team in executing management and oversight responsibilities for the Funds. You will consider the market, regulatory,… more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local… more
- CH Robinson (New York, NY)
- …to join our team. In this role, you will lead, coordinate, and enhance our global compliance programs, with a specific focus on adhering to Office of Foreign Assets ... Control (OFAC) regulations, international trade laws, and US export control regulations, including the Export Administration Regulations (EAR) and the… more
- American Express (New York, NY)
- …great product experiences in the right way with the appropriate level of risk and oversight . We partner closely with Control Management in the First Line of ... goals. Additionally, the Director will closely collaborate with several internal (eg, Global Servicing, Corporate & B2B Product Management and Product… more