- SMBC (New York, NY)
- …budget. Develop and implement governance frameworks and processes to ensure effective oversight and management of control office activities. Prepare regular ... Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the Americas,...range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse… more
- SMBC (New York, NY)
- …(incl. new product development) through identification of risk & control considerations, as well as definition & operationalization of risk mitigants * ... Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the Americas,...range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse… more
- Saint-Gobain (Granville, NY)
- …and ensures 7 day testing is completed timely. + Monitors and maintains oversight of all Quality Control records for accuracy and completeness. + ... am - 4:00 pm Responsible for the timely performance of Quality Control testing, accurate data recording, documenting compliance to specification and determination of… more
- SMBC (New York, NY)
- …(incl. new product development) through identification of risk & control considerations, as well as definition & operationalization of risk mitigants. + ... Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the Americas,...range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse… more
- Scotiabank (New York, NY)
- …the oversight and execution of the US Risk and Control Self-Assessment (RCSA) Program, ensuring effective identification, assessment, and mitigation of ... direct oversight responsibilities. + Deep understanding of non-financial risk, control , and regulatory requirements specific to Capital Markets business lines. +… more
- TD Bank (New York, NY)
- …maximize efficiency, effectiveness and scale + Leads interface and relationships with corporate and/or control functions to ensure alignment with enterprise ... **Work Location** : New York, New York, United States...of America **Hours:** 40 **Line of Business:** Governance & Control **Pay Detail:** $160,000 - $200,000 USD TD is… more
- TD Bank (New York, NY)
- …issues + Actively manages relationships within and across various business lines, corporate and/or control functions and manages alignment with enterprise and/or ... the design of a future-focused compliance program. This not just about implementing a new program - it's about creating a culture of compliance that will cascade… more
- Scotiabank (New York, NY)
- …Our products include debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, ... with, and providing support, advice and guidance, to business unit and control function management to support their regulatory interactions. The role also provides… more
- KeyBank (NY)
- …Risk Management group and will be responsible for executing risk oversight activities for Business Banking and various assigned operational and enterprise ... analysis, key risk indicators, reporting, policy, and procedure development. Perform oversight activities and assume responsibility for discouraging actions that may… more
- Scotiabank (New York, NY)
- …Our products include debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, ... supervisory exam management, continuous regulatory monitoring interactions, assisting with oversight of regulatory remediation and reporting to internal Bank senior… more