- Mizuho Corporate Bank (New York, NY)
- …procedures against regulatory requirements. In addition to testing in search of any control weaknesses, the FCC QA AVP will also assess and present opportunities for ... to the QA function. This individual may also provide both formal and informal training , as well as the contribute to enhancement of policies and procedures. This… more
- TD Bank (New York, NY)
- …issues + Actively manages relationships within and across various business lines, corporate and/or oversight functions and ensures alignment with enterprise ... and standard requirements for various enterprise-wide risk programs governed by Corporate Functions across TD. This position will primarily support Business… more
- TD Bank (New York, NY)
- …support within TD Securities (TDS). A key function within the department is the oversight and governance related to execution and reporting of daily P&L & controls, ... Within Controller & Chief Accountants in Finance, The Product Control Function is a team of professionals with deep...team will be responsible for maintaining, executing, and providing oversight of the financial controls for all TDS business… more
- SMBC (New York, NY)
- …budget. Develop and implement governance frameworks and processes to ensure effective oversight and management of control office activities. Prepare regular ... implement procedures and policies, including assisting with process changes/enhancements, control design, training , and sustainability monitoring. + Continuous… more
- Saint-Gobain (Granville, NY)
- …and ensures 7 day testing is completed timely. + Monitors and maintains oversight of all Quality Control records for accuracy and completeness. + ... am - 4:00 pm Responsible for the timely performance of Quality Control testing, accurate data recording, documenting compliance to specification and determination of… more
- KeyBank (Buffalo, NY)
- …**About the Job** Reporting to the Director of Finance Operational Risk Management Oversight , this 2nd Line of Defense role will be responsible for performing ... appropriate oversight of the applicable lines of business to drive...required to provide advice, consultation services and if needed, training to assigned lines of business (LOBs) on operational… more
- TD Bank (New York, NY)
- … training to the team **Depth & Scope:** + Serves as a point-person and provides oversight in regards to market risk control for trading desks in the Region + ... (US NTMR) is a part of the Treasury Risk Oversight second line of defense organization. Treasury Risk ...risk management techniques and industry literature + Demonstrates governance, control and risk management behaviors in alignment with TD… more
- TD Bank (New York, NY)
- …maximize efficiency, effectiveness and scale + Leads interface and relationships with corporate and/or control functions to ensure alignment with enterprise ... of America **Hours:** 40 **Line of Business:** Governance & Control **Pay Detail:** $160,000 - $200,000 USD TD is...team responsible for providing risk and compliance advice and oversight to ensure our TDS business partners have adequately… more
- TD Bank (New York, NY)
- …requirements and where they may impact in the organization + Provides governance oversight through management of the policy and training exemption governance and ... issues + Actively manages relationships within and across various business lines, corporate and/or control functions and manages alignment with enterprise and/or… more
- TD Bank (New York, NY)
- …requirements and where they may impact in the organization + Provides governance oversight through management of the policy and training exemption governance and ... issues + Actively manages relationships within and across various business lines, corporate and/or control functions and manages alignment with enterprise and/or… more