- TD Bank (New York, NY)
- …in the management of the firms compliance program supporting all corporate investment banking Functions including Debt and Equity Capital Markets. ... US, Europe and Asia Pacific. + Monitor and identify regulatory developments, including enforcement actions, and new laws, regulations,...advice to Markets sales and trading + Knowledge of Corporate Investment Banking and Capital Markets +… more
- SMBC (White Plains, NY)
- …presence in the US, Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of its relationships in Asia, the ... Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local… more
- TD Bank (New York, NY)
- …actual conflicts of interest across TDS Securities with a primary focus on Corporate and Investment Banking, Capital Markets, Commercial Banking, Mergers and ... on the development and enhancement of a new conflict management systems and tools, ensuring alignment with regulatory...We Are** TD Securities offers a wide range of capital markets products and services to corporate ,… more
- TD Bank (New York, NY)
- …areas for improvement. + Keep abreast of emerging issues, trends, and evolving regulatory requirements and assess potential impacts. **Team Management ** + Lead a ... requiring broad managerial and deep specialized knowledge of risk management issues at the enterprise, business, regulatory ...We Are** TD Securities offers a wide range of capital markets products and services to corporate ,… more
- TD Bank (New York, NY)
- …**Department Overview** TD Securities ("TDS") Technology supports a wide range of capital market products and services to corporate , government, and financial ... comprised of four business lines: Global Trade Finance ("GTF"), Corporate Cash Management ("CCM"), Financial Institutions ("FI"),...We Are** TD Securities offers a wide range of capital markets products and services to corporate ,… more
- JPMorgan Chase (New York, NY)
- The Impact Banking team provides critical capital , expertise and solutions to help communities and vital institutions thrive. We work to understand the needs of ... a high level of responsiveness to ad-hoc requests related to project management , presentation development, and business analysis + Organize complex information in a… more
- MUFG (New York, NY)
- …as concentration management . + Developing and executing exposure and capital management strategies (CDS, Insurance, Securitization) to protect/optimize the ... our recruitment team will provide more details. Credit Portfolio Management (CPM) is a global function that utilizes a...for the bank. Ensure compliance with Basel rules governing regulatory capital relief. + As appropriate, work… more
- Scotiabank (New York, NY)
- …including personal and commercial banking, wealth management and private banking, corporate and investment banking, and capital markets. At Scotiabank, we ... risk, including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF… more
- HSBC (New York, NY)
- …accounting, statistics, economics, banking, business or similar degrees with focus on capital markets and investment management . Master's degree is a plus. ... our more than 40 million customers. We're bringing together the people, ideas and capital that nurture progress and growth, helping to create a better world - for… more
- TD Bank (New York, NY)
- …complex financial management / specialized accounting / taxation / audit / regulatory reporting and operational issues + Acts as the primary interface with ... and assessing the impact of new and proposed legislation, regulatory activity, and tax guidance + Advising on the...We Are** TD Securities offers a wide range of capital markets products and services to corporate ,… more