- American Express (New York, NY)
- …applicable regulatory expectations. We create and maintain the overall risk management framework while ensuring legal and regulatory compliance. We are ... Organization ("GRC") independently oversees the company's risk-taking and risk management activities, including the comprehensive identification, management , and… more
- M&T Bank (Hauppauge, NY)
- …Proficiency in Microsoft Office. **Education and Experience Preferred:** Experience with Capital IQ, FactSet, and Bloomberg. Large corporate banking experience. ... statements, monitoring loan portfolio, and ensuring compliance with credit policies and regulatory requirements. This client facing role serves as a critical link… more
- City of New York (New York, NY)
- …that issue municipal bonds and facilitate loans with respect to corporate governance, litigation audits, federal disclosure issues and documentation for municipal ... authorities and local development corporations. The bond proceeds fund City capital projects in a variety of areas, including education, transportation, economic… more
- SMBC (New York, NY)
- …presence in the US, Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of its relationships in Asia, the ... Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local… more
- TD Bank (New York, NY)
- …Markets business. This role centers on infrastructure design, system integrations, capacity management and cost planning, and regulatory readiness across global ... for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products and services to corporate , government, and institutional clients… more
- TD Bank (New York, NY)
- …enterprise and/or regulatory requirements + Maintains a culture of risk management and control, supported by effective processes in alignment with risk appetite ... key industry developments, as well as internal policies and regulatory standards (as communicated by Compliance) at all times...We Are** TD Securities offers a wide range of capital markets products and services to corporate ,… more
- Regions Bank (Great Neck, NY)
- …and ensures compliance with internal bank commercial loan policy, credit risk management policy, and external regulatory requirements and documents any ... law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule...field + Six (6) years of underwriting and/or portfolio management experience + Completion of a major corporate… more
- Scotiabank (New York, NY)
- …including personal and commercial banking, wealth management and private banking, corporate and investment banking, and capital markets. At Scotiabank, we ... as primary point of contact for all Audit and Regulatory engagements for the GBM Data Office. Aggregate and...commitment to the objectives of the data governance and management program. Understand business requirements and align them to… more
- SMBC (New York, NY)
- …presence in the US, Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of its relationships in Asia, the ... Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local… more
- WIN Waste Innovations (Peekskill, NY)
- …instrumentation. Responsibilities: + Activities are typically related to hands on management of duties relating to outages, turbine overhauls, process, or ... prepare/revise layouts, operational manuals and procedures. + Develop engineering and capital cost estimates. + Prepares reports and document project activities and… more