- SMBC (Charlotte, NC)
- …IT Functional Control Officer (FCO) for Capital Markets/Nikko is a change agent and risk management expert within the first line of defense. The role provides ... range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse... & control assessments within 1LoD, working closely with Risk Management , Compliance, Internal Audit, and peer… more
- PNC (Charlotte, NC)
- …activities to ensure they adhere to and support PNC's Enterprise Risk Management Framework. **Qualifications** Successful candidates must demonstrate appropriate ... insights and knowledge to drive and inform client selection, portfolio management , risk assessment, transaction structuring, and underwriting policies. Further,… more
- Wells Fargo (Charlotte, NC)
- …Operations Specialist within our Securities Tax Operations team as a part of Corporate Investment Banking Operations. Learn more about the career areas and business ... + Research and resolve reporting and withholding exceptions, including Cost Basis record management + Perform 1099 and 1042-S reporting tasks such as Quality Control… more
- Wells Fargo (Charlotte, NC)
- ** Corporate & Investment Bank (CIB)** delivers a comprehensive suite of banking, capital markets and advisory solutions, including a full complement of sales, ... trading and research capabilities, to corporate , government and institutional clients. We focus on our...and initiatives + Drive accountability for assigned initiatives, limit risk exposure, and create efficiencies as appropriate + Collaborate… more
- USAA (Charlotte, NC)
- …validating catastrophe models in accordance with Federal Reserve Guidance on Model Risk Management (SR 11-7). + Experience in performing Disparate Impact/Bias ... are seeking a skilled individual to execute comprehensive model risk validation oversight for the lifecycle management ...may be eligible for pay incentives based on overall corporate and individual performance and at the discretion of… more
- Truist (Charlotte, NC)
- …required. Primary roles include Management Reporting & Analysis, Financial Risk Management (FRM), Financial Reporting, and accounting controls and ... priorities and approach to work. Identifies and resolves technical, operational, risk management , business, and organizational challenges. Leads highly complex… more
- Truist (Charlotte, NC)
- …* Act as a liaison with Audit, Enterprise Regulatory Relations, Compliance, and Risk Management functions. **For this opportunity, Truist will not sponsor an ... assigned business units and support alignment with the overall corporate strategy. 2. Provide consultative leadership and develop working...to mitigate them in order to execute ad hoc risk management initiatives and controls testing. 10.… more
- TD Bank (Charlotte, NC)
- …Bank US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... & Experience:** + **CRCM certification preferred** + **Knowledge and experience with risk management environment, standards, and regulations.** + **Knowledge and… more
- Wells Fargo (Charlotte, NC)
- ** Corporate & Investment Bank (CIB)** delivers a comprehensive suite of banking, capital markets and advisory solutions, including a full complement of sales, ... trading and research capabilities, to corporate , government and institutional clients. We focus on our clients' overall financial needs, with consideration and… more
- TD Bank (Charlotte, NC)
- …Bank US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... experience + Knowledge of financial institution laws/regulations, strategies and risk management /compliance programs + Possesses and demonstrates expertise… more