- BMO Financial Group (New York, NY)
- …and Commodities ("FICC") LOBs and other internal business partners to ensure regulatory, corporate and fiduciary obligations are met. You will have a specific focus ... maintain current knowledge of regulatory requirements and developments, monitoring risk /trade surveillance, and identifying and corrects possible gaps and… more
- TD Bank (New York, NY)
- …to remediation and develop processes to create timely, complete, and accurate reporting . + Enable initiative-taking, data-driven, risk -based decision making. + ... and Control team is a first line of defense team responsible for providing risk and compliance advice and oversight to ensure our TDS business partners have… more
- TD Bank (New York, NY)
- …focus on the management of the firms compliance program supporting all corporate investment banking Functions including M&A, Debt and Equity Capital Markets. The ... regulatory requirements and assisting business units to manage their regulatory risk . **Responsibilities:** + Directs day-to-day activities of the Investment Banking… more
- Scotiabank (New York, NY)
- … risk management controls and measurement technique, limit design and monitoring, risk reporting and traded products valuations based on an understanding of ... program so as to understand and identify changing conditions within business, risk and corporate functions, keep abreast of changing risk profiles, guide… more
- TD Bank (New York, NY)
- …US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... a new compliance structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be strategic, tactical, collaborative and… more
- TD Bank (New York, NY)
- …to remediation and develop processes to create timely, complete, and accurate reporting . + Enable initiative-taking, data-driven, risk -based decision making. + ... to remediation and develop processes to create timely, complete, and accurate reporting + Enables proactive, data-driven, risk -based decision making + Partners… more
- TD Bank (New York, NY)
- …to remediation and develop processes to create timely, complete, and accurate reporting + Enables proactive, data-driven, risk -based decision making + Partners ... effective internal controls and ensure business activities remain within TD Bank's risk appetite and comply with external regulatory requirements. The team is… more
- SMBC (White Plains, NY)
- …SMBC offers a competitive portfolio of benefits to its employees. **Role Description** Reporting to the Director of Non-Financial Risk Program Management, the ... range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse...incumbent supports the Second Line of Defense Risk Management Department Americas Division's (RMDAD) Non-Financial … more
- Wells Fargo (New York, NY)
- …**Business Management - Senior Assistant VP** (Senior Business Execution Consultant) in Corporate Investment Banking (CIB) as part of The Chief Operating Officer ... Lending COO team across a variety of key ad-hoc projects, including pipeline reporting , finance and capital forecasting, and other critical initiatives + Prepare … more
- MTA (New York, NY)
- …complex program with highly skilled staff, contracts, and processes associated with risk management that are essential to maintaining electronic and physical safety ... for MTA's business in all areas that utilize technology ( Corporate , Customer Facing and Informational, Fare Payment/PCI, Operational Technologies, 3rd Party Managed,… more