- TD Bank (New York, NY)
- …the Senior Manager, Governance and Control, the Manager supports Change Governance Programs across TD Securities (Globally), ensuring a strategic, risk-based ... categories and all business areas. + Accountability to establish, deliver and support governance processes across TD Securities . + Support the Business in the… more
- Unity Technologies (New York, NY)
- …corporate and securities law issues in support of Unity's corporate governance , strategic transactions and obligations as a public company. You will work ... description** **The opportunity** Unity is looking for a Vice President, Corporate and Securities to join its Legal team. In this role, you will be responsible… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $180,000 - $225,000 USD TD is committed to providing fair ... developing and delivering financial strategy, information, and management support within TD Securities (TDS). A key function within the department is the oversight… more
- NBC Universal (New York, NY)
- …ventures and other strategic transactions and real estate, as well as assisting with securities and corporate governance matters. You will serve as a key ... Organizing and managing real estate acquisition and sale closings; and + Assist with securities and corporate governance matters, including '33 Act and '34 Act… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $150,000 - $190,000 USD TD is committed to providing fair ... FCRM TDS Business Oversight **Reports to:** AVP, Head of FCRM Oversight, TD Securities , US **Position Summary** The US FCRM TDS Business Oversight team supports TD… more
- Wells Fargo (New York, NY)
- …with CLO issuers and asset manager clients, investors, rating agencies, legal counsel , and internally with syndicate and sales, middle office and operations ... transfer upon hire. FINRA recognized equivalents will be accepted. + Registration for Securities Industry Essentials (SIE) exam must be completed within 90 days of… more
- Citigroup (New York, NY)
- …in terms of project size, geography, etc. by influencing decisions through advice, counsel and/or facilitating services to others in area of specialization. Work and ... Credit Risk, Audit, Finance in order to ensure appropriate governance and control infrastructure + Build a culture of...and the Plan of Supervision for Global Markets and Securities Services; and ensure that all team members understand… more
- TD Bank (New York, NY)
- …matters. + Empowered to make prudent professional decisions in rendering advice and counsel to business lines or assigned areas, on compliance matters and regulatory ... bank compliance or bank audit, legal and regulatory environment, enterprise governance framework, products and services, policies, standards, systems, reporting and… more
- Citigroup (New York, NY)
- …Compliance Landscape** + **SEC Regulations:** Comprehensive understanding of SEC rules (eg, Securities Act of 1933, Exchange Act of 1934) and specific DR-related ... statements (income statements, balance sheets, cash flow statements). + **Corporate Governance :** Understanding of corporate governance principles and their… more
- Citigroup (New York, NY)
- …Significant impact on the area through complex deliverables. Provides advice and counsel related to the technology or operations of the business. Work impacts ... Credit Risk, Audit, Finance in order to ensure appropriate governance and control infrastructure + Build a culture of...and the Plan of Supervision for Global Markets and Securities Services; and ensure that all team members understand… more