- Wells Fargo (New York, NY)
- …and advocate to credit committee for approval of loans + Work with outside counsel , internal compliance, and our loan closing teams to close modifications and new ... subject to comply with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article...sound risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well as making… more
- Wells Fargo (New York, NY)
- …review and negotiation of legal documentation in partnership with internal and external counsel . + Direct and coordinate colleagues in the execution of loan booking, ... subject to comply with 17 CRF 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article...sound risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well as making… more
- Citigroup (New York, NY)
- Citi continues to enhance its business control and governance framework by building out Institutional Credit Management (ICM), a new function in the 1st Line of ... in terms of project size, geography, etc. by influencing decisions through advice, counsel and/or facilitating services to others in area of specialization. Work and… more