- Xerox (Raleigh, NC)
- Senior Corporate Counsel - Governance and Securities **General Information** Press space or enter keys to toggle section visibility Country United States ... **Summary:** This role within the Xerox Office of General Counsel (OGC) reports to the Assistant Secretary and is...supporting the Corporate Secretary function, including with respect to securities law filings, corporate governance and Board… more
- Wells Fargo (Charlotte, NC)
- …experienced and commercially minded attorney to join our Legal Department as Senior Counsel - Senior AVP supporting the global Debt Capital Markets (DCM) origination ... legal documents, review and negotiate documents prepared by outside counsel + Independently resolve moderately complex issues and lead...a major financial institution. + Deep knowledge of US securities laws, including the Securities Act of… more
- Wells Fargo (Charlotte, NC)
- …documents; (v) reviewing and negotiating transaction documents prepared by outside counsel , including securities offering materials and contractual arrangements ... **About this role:** Wells Fargo is seeking a Senior Counsel in the Legal Department as part of the...include securitizations of financial assets distributed by Wells Fargo Securities or originated/sponsored by Wells Fargo Bank, NA or… more
- CRC Insurance Services, Inc. (Charlotte, NC)
- …and governance , M&A and complex corporate transactions, and ideally securities law. **KEY RESPONSIBILITIES** Following is a summary of the essential functions ... States of America) **Please review the following job description:** The In-House Corporate Counsel will be responsible for a wide variety of in-house corporate legal… more
- TD Bank (Charlotte, NC)
- …clients of TD Bank, NA encompassing banking, custom credit, asset management, securities , investment advisory and insurance) through multiple legal entities (TD Bank ... who are part of the client-facing Distribution teams are both securities -registered and insurance-licensed. Additionally, the Trust Advisors support both personal… more
- Wells Fargo (Charlotte, NC)
- …processes. **In this role, you will:** + Manage and develop teams of securities loan trading closer professionals to ensure commitments are met and align with ... + Create and maintain relationships with trading counterparts, external legal counsel , administrative agents, and many Wells Fargo support partners + Strengthen… more
- Wells Fargo (Charlotte, NC)
- …**In this role, you will:** + Support clients and provide financial advice and counsel consistent with client goals and risk tolerance with a focus on prospective ... (Word, Excel, and Outlook) skills Successfully completed + Successfully completed Securities Industry Essentials (SIE) exam + Successfully completed FINRA Series 7… more
- Truist (Charlotte, NC)
- …peer controllers, internal and external reporting teams, and risk and governance functions, among others. **ESSENTIAL DUTIES AND RESPONSIBILITIES** Following is a ... Senior Leadership Team, external auditors, and regulatory agencies. Proactively provide counsel to these constituencies to communicate the expected and actual impact… more
- Wells Fargo (Charlotte, NC)
- …of legal documentation with the support of internal and external counsel ; + Assist with transaction distribution/syndication to non-bank lenders, including ... transfer upon hire. FINRA recognized equivalents will be accepted. + Registration for Securities Industry Essentials (SIE) exam must be completed within 90 days of… more