- Wells Fargo (Charlotte, NC)
- …internal controls and ensure reconciliation processes comply with applicable regulatory, audit , and risk requirements (eg, SOX, Basel lII). + Lead issue/risk ... They are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively… more
- City National Bank (Charlotte, NC)
- …* Minimum 8 years of banking experience, preferably in regulatory reporting or credit . * Minimum 7 years of experience in finance, banking or related industry ... with specific emphasis on risk management, EUC control assessment, internal audit , or data management. * Minimum 5 years of experience with banking systems and… more
- Wells Fargo (Charlotte, NC)
- …Collaborate and consult with peers, experienced stakeholders, internal and external audit teams, and banking regulators for accounting issues + Potentially interface ... They are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively… more
- House of Blues (Charlotte, NC)
- …to determine authenticity, using criteria such as color or date issued. . Handle credit card transactions according to Live Nation's audit guidelines . Balance ... out at the end of each shift with a supervisor. . Inventory - all physical items must be counted prior to the start of the event and again at the end of the show . May fill in temporarily with another department to support staffing levels during peak or break… more
- First Horizon Bank (Yadkinville, NC)
- …banking center associates with all aspects of daily operations as needed, including audit controls. + Assist banking center management with "on the job training" of ... for this position, you will have to meet the requirements of a background credit check. This position requires compliance with the SAFE Mortgage Licensing Act of… more
- SMBC (Charlotte, NC)
- …Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices ... Enterprise Architecture and Engineering teams, Systems Administration, Group Companies, Internal Audit , Compliance, the Fraud team, and other areas of the business.… more
- SMBC (Charlotte, NC)
- …Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices ... key stakeholders, including FCC business leaders, internal technology teams, internal audit , external vendors and suppliers, to ensure technology solutions meet SMBC… more
- JPMorgan Chase (Charlotte, NC)
- …policies, and procedures are followed as they relate to operations, internal audit and security, required training curriculum, and general management practices + ... for this position. This includes, but is not limited to:** + Fingerprints + Credit Check + Employment History + Tax Filing History (possibly) + References (possibly)… more
- Verint Systems, Inc. (Raleigh, NC)
- …digitize internal and client-facing services. + Ensure compliance with IT audit controls, manage data governance, and support internal/external audits across Oracle, ... to, employment verifications, criminal search, OFAC, SS Verification, as well as credit and drug screening, where applicable and in accordance with federal and… more
- SMBC (Charlotte, NC)
- …Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices ... Assist in drafting policies and procedures for model development and maintenance. Audit policies and procedures. Create a number of backtesting methodologies to… more