- Wells Fargo (Charlotte, NC)
- …(EFT) group provides technological solutions and support for Risk, Audit , Finance, Marketing, Human Resources, Corporate Properties, and Stakeholder Relations ... Foundation certification or equivalent operational discipline. + Experience producing audit -ready documentation, and with security hardening and vulnerability remediation… more
- Wells Fargo (Charlotte, NC)
- …Wells Fargo technology compliance requests, including accessibility, data retention, and audit requirements. + Ensure Archer platform aligns with internal governance ... planning and execution. + Knowledge of Wells Fargo's internal compliance and audit + Familiarity with Wells Fargo's SHRP platform and compliance workflow processes.… more
- American Express (Apex, NC)
- …activities and inherent compliance risks. + Support regulatory examinations, internal audit reviews, Compliance monitoring and testing, and related efforts. + ... **Minimum Qualifications** + Knowledge of & proficiency with US open-end credit laws and regulations, including assessing applicability to American Express' products… more
- Truist (Charlotte, NC)
- …issue due date. 4. Ensure alignment to enterprise issue management standards, audit methodology, and regulatory expectations for issue closure. 5. Support the ... or experience. 2. 5+ years of progressive related experience in risk or audit functions leading or supporting issue remediation efforts at scale 3. Strong analytical… more
- Truist (Greenville, NC)
- …and ongoing process execution improvements. * Support post-event activities with audit , regulators, and other stakeholders, working with GCO to track findings ... and GCO regarding activities, trends, and events pertaining to Risk, Regulatory, Audit , Compliance and Loan Review activities; promote an internal risk culture that… more
- SMBC (Charlotte, NC)
- …Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices ... a wide range of GRC functional capabilities for risk management, internal audit , internal control, information security and regulatory compliance. As a product… more
- TD Bank (Raleigh, NC)
- …with opening/closing personal deposit accounts, everyday bank transactions, debit card/ credit card issues, regulation E, mobile and on-line (digital) banking ... and control programs + Ensures ongoing compliance with internal/external audit and regulatory requirements. Provides prompt and comprehensive responses to… more
- Black & Veatch (Cary, NC)
- …that adequate security protections are in place. Assesses the providers' audit reports for security-related deficiencies and required "user controls" and report ... to provide security-planning advice + Liaises with the internal audit (IA) team to review and evaluate the design...insurance, pre-taxed accounts, voluntary legal plan and the B&V Credit Union. Professionals may also be eligible for a… more
- SMBC (Charlotte, NC)
- …Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices ... PnL calculation, adjustment workflows, segment mapping, book and reverse logic, and audit trails. + Develop clean, maintainable and testable backend code in Python… more
- First Horizon Bank (Winston Salem, NC)
- …personalized banking solutions, with an emphasis on deposit accounts, loans and lines of credit , and referrals to other lines of business within the Bank. + Growth ... associates. + Assist with dual control vault responsibilities and audit controls. + Stay informed of all operational updates...will have to meet the requirements of a background credit check. This position requires compliance with the SAFE… more