- Citigroup (Getzville, NY)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency, as well as effectively supervise the activity of others and create accountability with those who fail… more
- Citigroup (New York, NY)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications:** + 5-8 years of relevant experience + Effective verbal and written communication and… more
- Raymond James Financial, Inc. (New York, NY)
- …+ Remain cognizant of our commitment to daily workflow and regulatory compliance during high volume activity. + Think independently on matters of significance ... in order to market ideas. + Organize, manage and track multiple detailed tasks and assignments with frequently changing priorities in a fast-paced work environment. + Establish and maintain effective working relationships at all levels of the organization. +… more
- Citigroup (New York, NY)
- …management. + Work in close partnership with control functions such as Legal, Compliance , Market and Credit Risk, Audit, Finance to ensure appropriate governance ... Risk is a global business including XVA Trading, In-Business Credit Risk Management and Capital Management. XVA Trading is...Trading is responsible for the pricing and management of credit , funding and capital implications across Citi's full range… more
- BMO Financial Group (New York, NY)
- …client deliverables. + Understands the complexity of transactions and related risks ( credit , market, operational, legal/ compliance , etc.). + Balances the Bank's ... and prepares/oversees delivery of creative and timely "pitches". + Supports credit concurrence/pricing efforts as a client advocate. + Maintains key ongoing… more
- BMO Financial Group (New York, NY)
- …administrative/operational issues. + Understands the complexity of transactions and related risk ( credit , market, operational, legal / compliance , etc.). + Helps ... markets across asset classes including: debt, foreign exchange, interest rate, credit , equity, securitization, and commodities. Provides competitive pricing to all… more
- Bank of America (New York, NY)
- …tight timelines + Collaborate across Global Markets teams (ops, trading, sales, risk, credit , COOs, legal, compliance , technology) to resolve issues quickly and ... minimize risk impact + Proactively identify improvement opportunities to increase efficiencies, reduce risk and support strategic initiatives + Partner with global peers in to ensure seamless and consistent global front to back support model and best practices… more
- Neuberger Berman (New York, NY)
- …reporting, etc. + Managing all communication with lenders + Oversight and compliance of fund credit facilities by accurately comprehending and interpreting ... of funds, secondary investments, co-investment and direct investment areas, including private credit . NB Private Credit lends money to Private Equity sponsored… more
- KeyBank (Amherst, NY)
- …statements, credit reports etc. + Must ensure all loans meet or exceed corporate credit policy and be in compliance with the Ability to Repay (ATR) and ... The Mortgage QC Analyst is responsible for reviewing income, assets, credit and collateral documents including self-employed personal and business tax returns.… more
- Performance Food Group (Queens Village, NY)
- …of individual accounts. + Minimizes accounts receivable problems by monitoring accounts for compliance with credit terms and follows up on any problems. + ... + Sets up new customer accounts by determining pricing; works with Credit Department for initial authorization; other center personnel for scheduling order-taking,… more