• Manager, International Compliance

    Deloitte (Jericho, NY)
    Are you a process-oriented thinker with experience in international tax compliance ? Do phrases like "best practices," "leading edge technology," and "maximum ... efficiency" pique your interest? Do you enjoy providing international compliance and process improvement advice to US and foreign multinational clients that have… more
    Deloitte (05/30/25)
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  • Senior CRA Compliance Officer - US CRA

    Banco Popular Puerto Rico (New York, NY)
    …16, 2025 Location: New York, NY, US, 10004 Company: Popular Workplace Type: Hybrid Senior CRA Compliance Officer - US CRA US CRA We are looking for a Senior CRA ... Compliance Officer to join our Compliance Team...to board service as needed; + Work with lending, credit and senior business managers and community organizations to… more
    Banco Popular Puerto Rico (05/28/25)
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  • Director, Markets Compliance Officer

    Scotiabank (New York, NY)
    Director, Markets Compliance Officer **Requisition ID:** 225527 **Salary Range:** 180,000.00 - 301,500.00 _Please note that the Salary Range shown is a guideline ... & Markets provides a full range of investment banking, credit and risk management products and services relevant to...future! **Purpose** In this role, you will provide senior compliance support for the Scotiabank US Sales and Trading… more
    Scotiabank (05/14/25)
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  • Broker Dealer Regulatory Governance…

    SMBC (New York, NY)
    …Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices ... a competitive portfolio of benefits to its employees. **Role Description** The Advisory Compliance team serves as a regulatory advisory function within the overall … more
    SMBC (05/12/25)
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  • Head of Compliance Culture

    SMBC (New York, NY)
    …Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices ... benefits to its employees. **Role Description** The Head of Compliance Culture will oversee and lead the firm's Culture...Culture will oversee and lead the firm's Culture of Compliance program. This role includes the critical responsibility of… more
    SMBC (05/12/25)
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  • Asset Management Chief Compliance Officer

    SMBC (New York, NY)
    …Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices ... Description** The successful candidate will serve as the Chief Compliance Officer (CCO) and be responsible for leading all...and be responsible for leading all components of the compliance program at an asset management firm in Manhattan,… more
    SMBC (05/12/25)
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  • Compliance Tester III - Retail Bank

    Capital One (Melville, NY)
    …auditing, risk management, or compliance experience** + **Certified Regulatory Compliance Manager (CRCM) accreditation, Fair Credit Reporting Act (FCRA) for ... Compliance Tester III - Retail Bank **The Compliance Tester III (Principal Associate) performs a key second line of defense role, to help ensure business… more
    Capital One (05/02/25)
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  • Financial Institutions Consulting Senior…

    Moss Adams LLP (New York, NY)
    **Financial Institutions Consulting Senior - Regulatory Compliance & Internal Audit** **Description** At Moss Adams, we champion authenticity. For us, that means ... **Introduction to the team** The Financial Services group provides regulatory compliance , internal audit, information systems and related consulting services for… more
    Moss Adams LLP (05/15/25)
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  • Financial Institutions Consulting Manager…

    Moss Adams LLP (New York, NY)
    **Financial Institutions Consulting Manager - Regulatory Compliance & Internal Audit** **Description** At Moss Adams, we champion authenticity. For us, that means ... to the team** The Financial Services Advisory group provides regulatory compliance , internal audit, information systems and related consulting services for financial… more
    Moss Adams LLP (05/15/25)
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  • Corporate Banking Analyst - Financial Institutions

    Wells Fargo (New York, NY)
    …They are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... and executing transactions and supporting more senior staff with financial and credit analysis for assigned portfolio of loans within Financial Institutions + Work… more
    Wells Fargo (06/06/25)
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