• AML Compliance Advisor Senior Manager

    Capital One (New York, NY)
    AML Compliance Advisor Senior Manager Capital One is seeking a Senior Manager AML Compliance Advisor to develop and lead a newly created "Know Your Partner" ... network. To develop and maintain this program, the Senior Manager AML Compliance Advisor will be establishing KYP requirements, ongoing coordination with first line… more
    Capital One (08/13/25)
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  • Director - Compliance (Privacy)

    American Express (New York, NY)
    …drives performance while upholding the Company's commitment to regulatory compliance and financial integrity through strategic collaboration with internal business ... impactful growth opportunities for the Company. As the Director- Compliance , this position, within the First Line of Defense...expectations of federal and state banking regulators. + Prior credit card industry and / or support of Finance… more
    American Express (08/11/25)
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  • Associate, Broker-Dealer Private Side…

    SMBC (New York, NY)
    …Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices ... portfolio of benefits to its employees. **Role Description** The Compliance group within SMBC Nikko Securities Inc. serves as...responsible for overseeing the management of the broker dealer's compliance risk and is represented by the Chief … more
    SMBC (07/15/25)
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  • Senior Corporate Counsel, Compliance…

    NASCO (Albany, NY)
    **Overview** The Senior Corporate Counsel, Compliance & Commercial operates under general direction and is responsible for providing legal and regulatory guidance to ... and drafts complex commercial transactions, including technology agreements, and provides compliance guidance and support throughout the organization to ensure our… more
    NASCO (06/27/25)
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  • Head of Compliance Culture

    SMBC (New York, NY)
    …Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices ... benefits to its employees. **Role Description** The Head of Compliance Culture will oversee and lead the firm's Culture...Culture will oversee and lead the firm's Culture of Compliance program. This role includes the critical responsibility of… more
    SMBC (06/23/25)
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  • Compliance Testing Senior Manager, Swap…

    Scotiabank (New York, NY)
    Compliance Testing Senior Manager, Swap Dealer and Derivatives Compliance **Requisition ID:** 220508 **Salary Range:** 117,400.00 - 224,700.00 _Please note that ... & Markets provides a full range of investment banking, credit and risk management products and services relevant to...future! **Purpose** Contributes to the overall success of GBM&T Compliance Testing team and Swap Dealer and Derivatives … more
    Scotiabank (06/06/25)
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  • Commercial Real Estate Program Analyst- (New York,…

    Wells Fargo (New York, NY)
    …They are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... They are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance ), which includes… more
    Wells Fargo (07/15/25)
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  • Personal Banker Bilingual

    Wells Fargo (Rye Brook, NY)
    …They are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... related to opening new accounts, completing service requests, and submitting credit applications + Receive direction from managers and exercise judgement within… more
    Wells Fargo (08/26/25)
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  • Compliance and Audits Manager

    City of New York (New York, NY)
    …of private waste haulers to the Department of Sanitation. DSNY is seeking a Compliance & Audits Manager to join the Bureau of Commercial Waste. Reporting directly to ... the Director of Compliance and Audits with varying degrees of latitude for...up to 9 semester credits in accounting, on a credit for credit basis. However, all candidates… more
    City of New York (06/13/25)
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  • Director - Compliance (Regulatory Change…

    American Express (New York, NY)
    …drives performance while upholding the Company's commitment to regulatory compliance and financial integrity through strategic collaboration with internal business ... impactful growth opportunities for the Company. As the Director- Compliance , this position, within the First Line of Defense...expectations of federal and state banking regulators. + Prior credit card industry and / or support of Finance… more
    American Express (08/11/25)
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