• Compliance Policy Manager

    SMBC (New York, NY)
    …Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices ... Sumitomo Mitsui Banking Corporation (SMBC) is seeking a dynamic Compliance Policy Manager to join our Compliance ...dynamic Compliance Policy Manager to join our Compliance Department Policies Team. In this highly visible role,… more
    SMBC (07/01/25)
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  • Compliance Risk Management Lead - Vice…

    JPMorgan Chase (New York, NY)
    Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging...team, you will be tasked with overseeing our Global Credit business. Your role will involve daily interactions with… more
    JPMorgan Chase (08/30/25)
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  • Compliance Auditor

    City of New York (New York, NY)
    …200,000 additional people. Under the general supervision of the Director of Compliance , and with latitude for independent initiative and judgment, the Compliance ... ensure timely and effective resolution. - Contribute to various compliance initiatives and special projects assigned by department leadership....up to 9 semester credits in accounting, on a credit for credit basis. However, all candidates… more
    City of New York (08/21/25)
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  • Compliance Manager - Privacy

    Citizens (New York, NY)
    …are seeking a Privacy Risk Professional to support our enterprise privacy and compliance efforts. In this role, you'll help identify, assess, and manage privacy ... As the Privacy Manager, you will execute the Privacy Office strategy for compliance with existing and new laws and regulation. The Privacy Manager will have… more
    Citizens (07/11/25)
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  • Associate Private Client Financial Advisor

    Wells Fargo (Syracuse, NY)
    …They are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... character, general financial fitness and criminal background standards. A current credit report will be used to assess your financial responsibility and… more
    Wells Fargo (08/30/25)
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  • Branch Manager- College Point Expansion

    Wells Fargo (Forest Hills, NY)
    …They are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... a dwelling secured transaction. As such, this position requires compliance with the SAFE Mortgage Licensing Act of 2008...general financial fitness and criminal background standards. A current credit report will be used to assess your financial… more
    Wells Fargo (08/08/25)
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  • Mortgage Bank Sales Consultant (Safe)

    Wells Fargo (New York, NY)
    …They are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... and underwriting requirements + Adhere to policies, underwriting requirements, compliance requirements, and loan procedures; collaborate with fulfillment partners to… more
    Wells Fargo (08/08/25)
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  • High Yield Salesperson, Director

    Citigroup (New York, NY)
    …and controls + Work in close partnership with control functions such as Legal, Compliance , Market and Credit Risk, Audit, Finance in order to ensure appropriate ... and closing transactions with various internal stakeholders (structuring, trading, legal, credit and risk etc.) + Forge a relationship with salespeople in… more
    Citigroup (08/29/25)
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  • Director, Equity Derivatives Sales - PEF &…

    Citigroup (New York, NY)
    …and controls + Work in close partnership with control functions such as Legal, Compliance , Market and Credit Risk, Audit, Finance in order to ensure appropriate ... and closing transactions with various internal stakeholders (structuring, trading, legal, credit and risk etc.) + Forge a relationship with salespeople in… more
    Citigroup (07/11/25)
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  • Regulatory Review and Compliance Inspector

    City of New York (New York, NY)
    …III, the Associate Project Manager II's will serve as Regulatory Review and Compliance Inspectors and will be responsible for coordinating regulatory compliance ... and other relevant design standards. Specific duties include: - Performing compliance inspection of Wastewater Treatment Plants (WWTP)s and Residential Subsurface… more
    City of New York (08/15/25)
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