- Wells Fargo (New York, NY)
- …They are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... focus on origination and execution of CLO transactions and asset backed credit facilities. This role encompasses the following key responsibilities: + Provide… more
- Wells Fargo (New York, NY)
- …They are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... years of risk management, business controls, quality assurance, business operations, compliance , or process experience, or equivalent demonstrated through one or a… more
- M&T Bank (Buffalo, NY)
- …Institutional Client Services, or support functions such as Treasury, Finance, Compliance , Technology, Operations, Risk Management, or Credit Administration. ... their skills and experience. Other Responsibilities + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory standards… more
- SMBC (New York, NY)
- …Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices ... Internal Auditor to work within the Internal Auditing Department's Financial Crimes Compliance team ("the FCC Audit Team") for the Americas function. It reports… more
- Broadview FCU (Troy, NY)
- …regulations + Achieve branch operational objectives and take accountability for the team's compliance with all Credit Union policies, procedures, and audits + ... Monitor internal and external building and grounds maintenance to ensure positive and safe member and staff experience + Assist in the recovery and restoration of tasks assigned in a disaster recovery situation, as well as regular disaster recovery testing +… more
- SUNY Geneseo (Geneseo, NY)
- …the graduation process, supporting the Degree Works audit software, processing transfer credit , ensuring State and Federal compliance , and adhering to SUNY ... Navigate. Work with advisors to secure waivers as necessary, including reviewing transfer credit entry for fit into the degree program for students returning to… more
- Wells Fargo (New York, NY)
- …They are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... of syndicated loan product to various bank, life company and private credit participants + Serve as a day-to-day operational contact for clients, engaging… more
- Wells Fargo (New York, NY)
- …They are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... market needs to enable the innovation, design, and delivery of credit solutions more effectively, including large-scale, cross-functional, or company-wide strategies… more
- Wells Fargo (New York, NY)
- …They are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... They are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance ), which includes… more
- Citigroup (New York, NY)
- …and execution with appropriate risk and return characteristics, ensuring appropriate Credit Policy and Risk Acceptance standard compliance . + Attract, ... improvement to ensure compliant robust business processes are in place. + Ensure compliance with all laws and regulations, as well as Citi's policies and the… more