- Wells Fargo (New York, NY)
- …They are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... Controls and COO teams as well as other support functions (eg, Compliance , Testing, Risk, Operations, Technology, Legal, Audit and Human Resources). Their goal… more
- Wells Fargo (New York, NY)
- …They are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... Controls and COO teams as well as other support functions (eg, Compliance , Testing, Audit, Risk, Operations, Technology, Legal, and Human Resources). Their goal… more
- Wells Fargo (Albany, NY)
- …They are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... and present analysis through meaningful statistics + Develop expertise in firm, compliance and regulatory policies and procedures + Collaborate and consult with… more
- Wells Fargo (New York, NY)
- …They are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... FATCA and CRS reporting, and the Company's internal controls policies and ongoing compliance . + Understand and comply with tax rules. + Provide comprehensive income… more
- Motion Recruitment Partners (New York, NY)
- …models independently. + Work in close partnership with control functions such as Legal, Compliance , Market and Credit Risk, Audit, Finance in order to ensure ... appropriate governance and control infrastructure. + Will be focused on the Quant Development (QD) side of the In Business Risk Quant team. Many of the tools and framework development will be shared by other asset classes so a collaborative focus is essential.… more
- CIBC (New York, NY)
- …trades in the cash, options, and futures markets. + Working with partners in Compliance , Tax, Legal, Credit and Risk to control and manage business risks. ... + Working with support partners in Middle Office, Documentation, Client Service and Electronic Trading to ensure a seamless client experience on each trade. **Who You Are** + Comprehensive knowledge of financial markets, specifically, Equity Derivatives… more
- Ankura (Lexington, NY)
- …develop analyses in areas of responsibility + Demonstrates a basic understanding of credit agreement terms + Calculates covenant compliance + Applies common ... restructuring concepts apply to distressed situations + Beginning to identify potential issues related to complex accounting or financial concepts (taxes, impairments, pensions, currencies, etc. + Prepares high level valuation, with guidance + Understands… more
- City National Bank (New York, NY)
- …with Net Oxygen, Salesforce, Blend, and Microsoft Office suite * Knowledge of mortgage credit policies and current industry compliance standards * Must meet and ... comply with all requirements set forth in the SAFE Act, including, but not limited to successful completion of the required background checks and obtaining a Unique Identifier from the NMLS. * Promote the Bank's CRA efforts, fair and responsible banking goals,… more
- KeyBank (Amherst, NY)
- …balancing policy, procedures, client needs and bank risks. Adherence to internal compliance procedures (OFAC, Patriot Act, etc.), credit approval, risk ... pre-closing and conduct review of due diligence, including adhering to internal compliance procedures (OFAC, Patriot Act, etc.), credit approval, risk management… more
- Wells Fargo (New York, NY)
- …They are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... initiatives with cross functional business partners (including Finance, Technology, Compliance , Legal, Risk, Business Continuity, Marketing, and Communications) **Required… more