- Wells Fargo (New York, NY)
- …They are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... architecture and design adhere to enterprise standards for scalability, security, compliance , and risk management. + Collaborate closely with engineering teams to… more
- Ankura (Lexington, NY)
- …develop analyses in areas of responsibility + Demonstrates a basic understanding of credit agreement terms + Calculates covenant compliance + Applies common ... restructuring concepts apply to distressed situations + Beginning to identify potential issues related to complex accounting or financial concepts (taxes, impairments, pensions, currencies, etc. + Prepares high level valuation, with guidance + Understands… more
- City National Bank (New York, NY)
- …with Net Oxygen, Salesforce, Blend, and Microsoft Office suite * Knowledge of mortgage credit policies and current industry compliance standards * Must meet and ... comply with all requirements set forth in the SAFE Act, including, but not limited to successful completion of the required background checks and obtaining a Unique Identifier from the NMLS. * Promote the Bank's CRA efforts, fair and responsible banking goals,… more
- Heritage Financial Credit Union (Middletown, NY)
- …3+ years of progressive experience in internal audit, risk management, or regulatory compliance , preferably within a financial institution or credit union. + ... * Middletown, NY (http://maps.google.com/maps?q=25+Rykowski+Lane+Middletown+NY+USA+10941) Description Come join Heritage Financial Credit Union's Internal Audit Team as the Sr. Manager… more
- Wells Fargo (New York, NY)
- …They are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... while developing the knowledge to understand function, policies, procedures, and compliance requirements + Collaborate and consult with peers, colleagues and… more
- Wells Fargo (New York, NY)
- …They are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... risk and regulatory trends impacting Rates business + Technical expertise in regulatory, compliance , and risk management issues. + Ability to analyze data and use… more
- Wells Fargo (New York, NY)
- …They are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... while developing the knowledge to understand function, policies, procedures, and compliance requirements + Collaborate and consult with peers, colleagues and… more
- Wells Fargo (New York, NY)
- …They are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... model behavior. + Meet deliverables while adhering to policies, procedures, and compliance requirements related to model risk management and regulatory standards. +… more
- American Express (New York, NY)
- …role?** The Credit Risk Oversight organization within Global Risk and Compliance (GRC) is responsible for independently overseeing and challenging the company's ... credit risk taking and credit risk management...Credit Risk Oversight organization within Global Risk and Compliance (GRC) is responsible for independently overseeing and challenging… more
- Wells Fargo (New York, NY)
- …They are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... of a background check. Internal transfers are subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange...and are required to report certain incidents. + Specific compliance policies may apply regarding outside activities or personal… more