• FICC Trade Surveillance Lead Control Management…

    Wells Fargo (New York, NY)
    …They are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... FICC Trade Surveillance + Manage key relationships with Business Heads, Desk Heads, Compliance , COO and CIB Control for Rates + Represent Trade Surveillance on… more
    Wells Fargo (06/06/25)
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  • Fiduciary Senior Manager

    Wells Fargo (New York, NY)
    …They are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... estate plans and collaborate with investment and risk partners to ensure compliance with relevant laws and regulations. + Oversee budget and personnel management… more
    Wells Fargo (06/03/25)
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  • Investment Banking Associate, ECM - Consumer…

    Wells Fargo (New York, NY)
    …They are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... judgment while developing expertise in the function, policies, procedures, and compliance requirements + Collaborate and consult with peers, colleagues, and managers… more
    Wells Fargo (05/24/25)
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  • Senior Specialty Asset Advisor

    Wells Fargo (New York, NY)
    …They are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... + Ability to travel up to 50% of the time. + Specific compliance policies may apply regarding outside activities and/or personal investing; affected employees will… more
    Wells Fargo (05/22/25)
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  • (LIHTC) Affordable Housing Underwriter

    Regions Bank (Great Neck, NY)
    …monitoring and servicing + Develops a strong working knowledge of and ensures compliance with internal bank commercial loan policy, credit risk management ... as part of the first line of defense, evaluating and underwriting tax credit investments to ensure each supports Regions' objectives and meets or exceeds investment… more
    Regions Bank (06/12/25)
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  • Risk Management - Trade Risk Associate

    JPMorgan Chase (New York, NY)
    Bring your expertise to JPMorganChase. As part of Risk Management and Compliance , you are at the center of keeping JPMorganChase strong and resilient. You help the ... customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging...Associate on the Commerical and Investment Bank (CIB) Trade Credit Risk (TCR) team, you will evaluate new transactions,… more
    JPMorgan Chase (06/06/25)
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  • Ratings Review Analyst, Analytic Quality…

    S&P Global (New York, NY)
    …is responsible for assessing the ratings methodologies, models, and analyses used to assign credit ratings. The AQV team comprises both credit analysts as well ... as model specialists with experience in credit ratings and the capital markets more broadly. The...holding and trading. The Policy is designed to promote compliance with global regulations. In some Divisions, pursuant to… more
    S&P Global (05/19/25)
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  • Associate, Power and Utilities, US Corporate…

    Scotiabank (New York, NY)
    …world. Global Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic ... and external/regulator standards to ensure the quality of the financial and credit analysis meets acceptable standards, and (ii) project work to further the… more
    Scotiabank (04/24/25)
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  • Section Chief - EH&S Training & Administration

    City of New York (New York, NY)
    …The EHS division strives to ensure long term environmental health and safety compliance and fully integrate the understanding of effective EHS policies and practices ... Oversee the development of new tools/mechanisms for improving program compliance and achieving continuous quality improvement. - Manage and...physiology, and zoology; of which not more than 12 credit hours may be in the applied sciences, ie,… more
    City of New York (05/14/25)
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  • Assistant Portfolio Manager, High Yield

    HSBC (New York, NY)
    …member within the high yield portfolio management team, to implement strategy and credit specific ideas into portfolios as part of the investment process. This will ... working in conjunction with the trading team, liaise with credit research analysts to discuss relative value, credit...various guidelines and min 5-year relevant work experience In compliance with applicable laws, HSBC is committed to employing… more
    HSBC (06/12/25)
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