- TD Bank (Jericho, NY)
- …Store Supervisor supervises day-to-day team activities to ensure operational excellence and compliance with policies and procedures to mitigate risk and protect the ... of personalized/complex service and advice activities and/or solutions while maintaining compliance and regulatory guidelines + Closely monitors workflows for the… more
- TD Bank (Bronx, NY)
- …of personalized/complex service and advice activities and/or solutions while maintaining compliance and regulatory guidelines + Leads the team in overseeing the ... + Responsible for maintaining optimal colleague scheduling to ensure Customer demands and compliance requirements are met + Acts as an escalation point for Customer… more
- TD Bank (New York, NY)
- …in Wealth by partnering with US Wealth Senior Leadership Team, Federated Partners ( Compliance , Legal), and AMCB Consumer Bank teams to ensure that all regulatory, ... compliance , audit, and self-ID findings are remediated and customer...FINRA. + Satisfactory results on a criminal background check, credit report check, civil litigation search, and regulatory agency… more
- City of New York (New York, NY)
- …Office), CPO (Chief Product Office), Budget, Enterprise Architecture, Planning & Compliance , and Information Security. Your Impact: As the Endpoint Security and ... central to enhancing our security posture, reducing risk, and ensuring compliance with regulatory requirements. By driving the implementation and continuous… more
- New York State Civil Service (Albany, NY)
- …for inspecting, auditing, researching, evaluating, and performing a full range of compliance duties for the regional area they are assigned to (Albany). The ... and testing results, administration methods to ensure consumer safety, and compliance with regulations for medical, adult-use, and cannabinoid hemp. Incumbent may… more
- Pixalate, Inc. (New York, NY)
- …annual financial returns, corporation tax returns, VAT returns, R&D tax credit applications, and service provider utilisation disclosures; + Thorough understanding ... including understanding user rights, service level agreements (SLAs), and compliance with applicable laws. + Intercompany Agreements: Skilled in negotiating… more
- Comerica (New York, NY)
- …responses to incoming correspondence and any other client requests to ensure compliance with the governing document, applicable law and policies and procedures. ... and tracks tax reporting activities, coordinating with more senior Trust Administrators COMPLIANCE Meets all compliance requirements under the supervision of a… more
- Marex (New York, NY)
- …accounts. + Investigation of missing/delayed payments, customer queries. + Monitoring of credit lines and sanction screening queues. + Help set up compliance ... accounts with correspondent banks and funding banks + Ensuring compliance with the company's regulatory requirements under the SEC,...responsibility + To report any breaches of policy to Compliance and/ or your supervisor as required + To… more
- NASCO (Albany, NY)
- …strategy, platforms and patterns, AI/ML governance, and US healthcare payer regulatory compliance (eg, HIPAA, HITRUST, CMS). This person leads Data Architects, AI ... implementation including ethics, model management and explainability, bias mitigation, and compliance with evolving regulations + Reviews and gains approval of data… more
- Research Foundation CUNY (New York, NY)
- …integrity and ethical standards in handling financial transactions, and will ensure compliance with all relevant regulations and policies. The incumbent will timely ... orders, supplier contracts, construction contracts, leases, travel services. + Ensure compliance with the RFCUNY procurement policy and procedures; federal, state… more