- New York State Civil Service (Buffalo, NY)
- …will be responsible for inspecting, auditing, and performing a full range of compliance duties for the regional area they are assigned to (Buffalo). The Program ... Serve on a team conducting inspections of licensed entities to monitor compliance with all applicable laws, regulations, policies, and procedures.* Evaluate licensee… more
- JPMorgan Chase (Clifton Park, NY)
- …within established risk parameters/tolerances and meet internal/external risk and compliance obligations, including completion of required training. + High school ... position is contingent on JPMC's review of your criminal conviction history, credit report, information available through NMLS, and any other information relevant to… more
- BlackRock (New York, NY)
- …1940 Act-regulated funds engaged in alternative strategies-such as private credit and private equity-including business development companies (BDCs) and non-traded ... agreements. + Communicate regularly with business stakeholders regarding legal, compliance , and operational considerations. + Coordinate with external counsel on… more
- Otsuka America Pharmaceutical Inc. (Queens, NY)
- …approach speaks directly to their operational demands, patient outcomes, and compliance objectives. + Provide detailed, on-label information that aligns with the ... handling complex on-label details in accordance with approved materials. Ensure compliance with regulatory standards and provide clear, accurate information to… more
- Citigroup (New York, NY)
- …of product specialists, intuitively recognize and understand a client's banking, credit and investment needs and goals to provide holistic financial solutions. ... Manage client follow-up and adhere to all Regulatory and Compliance operating procedures. + Ensure that KYC/AML and other... operating procedures. + Ensure that KYC/AML and other compliance norms are strictly adhered. + Partner with all… more
- NYU Rory Meyers College of Nursing (New York, NY)
- …University for approval. The School addresses its capital needs via letters of credit negotiated with the University. The School of Law's operating budget is ... to staff + Establish control processes, systems, and policies to maintain compliance with the School's and the University's fiscal responsibilities to internal and… more
- Grameen America, Inc (New York, NY)
- …by providing micro-loans, financial education, asset building through savings and credit building strategies Role Overview: The Deputy Branch Manager (DBM) is ... on-going team feedback and communication. + Ensures expectations for compliance , quality performance, and professionalism is being trained, communicated, and… more
- Robert Half Accountemps (Mineola, NY)
- …role, you will manage the end-to-end payroll process, ensuring accuracy and compliance with established policies, contributing to the seamless execution of payroll ... for various employee categories. * Audit timekeeping records to ensure compliance with organizational standards and regulations. * Maintain and reconcile employee… more
- TD Bank (New York, NY)
- …Understand all Legal, Regulatory, and Rules for relevant markets, ensuring product compliance with all relevant regulations and risk management policies. Work with ... internal Risk & Compliance partners to ensure...of the Commercial Cards Product industry, including payment processing, credit risk management, and regulatory landscape. + Excellent working… more
- Canandaigua National Bank & Trust (Canandaigua, NY)
- …pages by Product Managers, subject matter experts, line of business leaders, and compliance to ensure content is accurate and compliant. + Supports the promotion of ... of risk management and overall safety and soundness and the Bank's compliance with all regulatory requirements, eg Community Reinvestment Act (CRA), Bank Secrecy… more