- Wells Fargo (New York, NY)
- …and services + Maintain deep knowledge and understanding of Wells Fargo's banking, credit and investment financial solutions and services + Identify client needs and ... and manage risks in the business by adhering to policies, procedures and controls and ensuring compliance with applicable laws, rules, and regulations + Collect… more
- Marex (New York, NY)
- …of Capital Markets products + In depth understanding of the applicable governance , legal and regulatory frameworks relevant to these products + Has managed ... major franchise in many major metals, energy and agricultural products , executing around 50 million trades and clearing 205...COO, Capital Markets US to establish the frameworks and controls around the Capital Markets Business and to drive… more
- TD Bank (New York, NY)
- …by preparing and negotiating legal documentation with global counterparties for trading products such as cash prime brokerage and equity derivatives, (ie Prime ... Brokerage Agreements, Term Commitment Agreements, ISDA Master Agreements, Credit Support Annexes, Master Confirmation Agreements, Regulatory IM Documents, Account … more
- CIBC (New York, NY)
- …Management, Finance, HR, Legal and Compliance) to ensure compliance with CIBC's Governance and Control Framework and regulatory requirements. **Who You Are:** ... of the Associate, Commercial Real Estate Finance ("CRE Fin"), within Global Credit Finance ("GCF") will be to size, underwrite, onboard, and portfolio manage… more
- M&T Bank (Buffalo, NY)
- …to improve predictive results. + Understand and adhere to the Company's risk governance and regulatory standards, policies and controls in accordance with the ... analytical Quantitative Risk Analyst Lead to join the Consumer Credit Risk Management team. This role is ideal for...development of their analytical and business acumen for the product lines that the department manages and in areas… more
- Wells Fargo (New York, NY)
- …proper financial control functions in accordance with the company's internal controls policies + Articulate the impact of policy changes to management within ... accounting related matters for lines of business and other control functions that enter into derivative contracts or FX...functions that enter into derivative contracts or FX related products and settlements + Apply a broad and deep… more
- JPMorgan Chase (New York, NY)
- …Team, you will be accountable for all data in the respective Card product that is created, provisioned, or consumed to support business objectives, advanced ... as a member of the QUAD, collaborating with the Product Owner, design lead, and technology lead to ensure...classified accordingly with metadata to enable its understanding and control + Support the aligned Data & Analytics lead… more
- Sprinklr (NY)
- …related to the Travel Program + Assist with governance and control programs for various products /services to ensure business continuity, protect company ... approve invoices for AP team + Review and approve credit card transactions journal and post to GL, review...to the Travel Program + Ensure compliance with SOX controls , procedures, and processes + Maintain appropriate technical and… more
- HSBC (New York, NY)
- …execute products and meet market regulatory reporting requirements + Establish governance , policies, and controls to ensure effective risk management and ... performance + Exceptional frontline leader with broad-based experience across all banking products - proficient understanding of HSBC structure, product offering… more
- Wells Fargo (Astoria, NY)
- …of responsibility; identify and recommend opportunities for process improvement and risk control development + Develop knowledge of company products , policies ... appraisals, title reports, and real estate transactions; analyze detailed financial and credit data, matching customer needs with an appropriate loan program and… more