- TD Bank (Lawrence, NY)
- …of business area, and could be characterized by low to moderate complexity/ risk + Establishes and nurtures Customer relationships by consistently displaying product ... as Bank Secrecy Act and Patriot Act to minimize risk and protect the customer + Participates in the...Satisfactory results on a criminal background check and a credit report check, and statements/certification from job applicant regarding… more
- TD Bank (New York, NY)
- …to ensure operational excellence and compliance with policies and procedures to mitigate risk and protect the Bank and Customers. This role will drive, reinforce, ... Work focus time horizon is generally short term with low to moderate risk + Demonstrates understanding of bank operational policies, procedures and regulations and… more
- Citigroup (New York, NY)
- …internal Citi teams (eg, Product Management, Client Solutions, Operations, Technology, Legal, Risk , Banking) to ensure seamless delivery and enhance footprint + Lead ... and coordinate the negotiation of all legal contracts, business, and risk updates, ensuring appropriate oversight + Product & Market Expertise: + Provide clients… more
- American Express (New York, NY)
- …and savings products in three ways, including issuing and servicing charge and credit cards for our consumer and small business segments, offering commercial loans ... related to projects. + Help maintain dashboards, monitor key risk indicators (KRIs) and key performance indicators (KPIs), and...in a Master's degree program in Finance, Economics, Business, Risk Management, Data Analytics, or a related field. +… more
- Citigroup (New York, NY)
- …and structure financing programs for asset managers within established risk acceptance criteria, demonstrating appropriate risk -return characteristics. + ... the Bank and CPB compliance/regulatory framework. + Collaborate with the in-business risk underwriting team in every aspect of + Foster strong working relationships… more
- TD Bank (New York, NY)
- …policies/procedures and applicable regulatory guidelines, ensures activities are within TDs risk appetite and risk management policies, escalates as required ... conducts due diligence process reviews for potential areas of risk to ensure the business is prepared for internal...FINRA. + Satisfactory results on a criminal background check, credit report check, civil litigation search, and regulatory agency… more
- Citigroup (New York, NY)
- …range of financial products and services, including consumer banking and credit , corporate and investment banking, securities brokerage, transaction services, and ... duties in conjunction with the team, including financial, staffing, quality, risk and regulatory matters + Execute vendor management activities, including ensuring… more
- SMBC (New York, NY)
- …Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices ... related areas and present ideas for improvement. + Facilitate risk issue tracking to promote timely remediation. + Track...+ Work collaboratively with colleagues and auditees to identify risk concerns and agree reasonable solutions. + Forge strong… more
- City of New York (New York, NY)
- …reporting). In addition, the Director will participate in the development of flood risk assessments (relating to floodline modelling and mapping) and risk ... opportunities for a DEP one water approach to flood risk management. Engage with US Army Corps of Engineers...to "1" or "2" above. One year of experience credit will be given for: (a) each 30 semester… more
- SMBC (New York, NY)
- …Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices ... Examine and evaluate processes and internal controls and emerging risks in key risk areas of the determined audit scope to provide reasonable assurance of compliance… more