- Tradeweb (New York, NY)
- …Tradeweb is a global leader in electronic trading for rates, credit , equities, and money markets. As financial markets become increasingly interconnected, ... and advise on Data Protection Impact Assessments (DPIAs) and risk assessments for emerging technologies. + Review and draft...+ Partner with Legal, Information Security, IT, HR, and Risk teams to operationalize privacy and AI governance controls.… more
- S&P Global (New York, NY)
- …the vendor lifecycle, including in relation to the vendor's performance, cost, risk , and adherence to contractual obligations. This position will sit within the ... systems and conduct gap analysis reviews to highlight potential risk exposure. . Conduct vendor risk assessments,...SPGI). S&P Global is the world's foremost provider of credit ratings, benchmarks, analytics and workflow solutions in the… more
- Capital One (New York, NY)
- …ensure that their teams have the tools they need to advise clients, manage risk , and execute on trades and transactions in a well-managed and compliant manner. ... business teams across our Structured Finance, Investment Banking, Derivatives, M&A, and Tax Credit Finance platforms. + Partner with business leaders to care for our… more
- Santander US (New York, NY)
- …opportunities with clients. * Adheres to compliance procedures and internal/operational risk controls in accordance with any and all applicable regulatory standards, ... of corporate finance and banking products. * Demonstrated knowledge of credit . * Financial modeling skills. * Strong communication and interpersonal skills.… more
- M&T Bank (Getzville, NY)
- …**Department Description:** The mission of the Homeowner Assistance Center is to reduce credit losses for the bank by assisting our customers in preserving home ... of loans confirming a quality level within the Company's risk appetite + Work in customer contact or back-office...Program activities. + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance… more
- TD Bank (New York, NY)
- …delivering strong financial results and growing market share while building upon TD's risk , control and cultural standards. The WMP will be involved in community ... results and growing market share while building upon TD's risk , control and cultural standards. The WMP will be...FINRA + Satisfactory results on a criminal background check, credit report check, civil litigation search, and regulatory agency… more
- Citigroup (New York, NY)
- …(Know Your Client) policies. Track all identified issues and work with Business Risk , Compliance, Operations, and Technology to actively identify new KYC policy gaps ... screening process across all lines of Business such as Retail, Wealth and Credit Cards. Understand Controls and monitoring process and have the ability to… more
- CDM Smith (New York, NY)
- …and external stakeholders regarding various project aspects. Assesses potential project risk and outlines risk mitigation solutions. Ensures adherence to ... is responsible for ensuring profitability. Identifies, quantifies, and communicates residual risk (time and cost). Creates and reviews timely client billings with… more
- BlackRock (New York, NY)
- …enable us to bring to bear BlackRock's extensive resources in risk management, product development, client service, and operational support. Role Responsibility ... with our business partners. + Coordinate process re-engineering to identify risk areas, implement scalable solutions, and drive efficiencies. + Develop mechanisms… more
- Marex (New York, NY)
- …accounts. + Investigation of missing/delayed payments, customer queries. + Monitoring of credit lines and sanction screening queues. + Help set up compliance, ... and other applicable exchanges. + Adhere to the operational risk framework for your role ensuring that all regulatory...and/ or your supervisor as required + To escalate risk events immediately + To provide input to … more