- SMBC (New York, NY)
- …Division; + Coordinates and supports interactions with Second Line of Defense ( Risk Management, Compliance), Internal Audit , and regulators pertaining to ... and Skills** + Minimum of 7-10 years of experience in operational risk management, compliance, audit , or other control-related functions within the… more
- Wells Fargo (Long Island City, NY)
- …customers and company. They are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance), ... policies and procedures in alignment with applicable regulations, as well as audit and escalation procedures, and managing the allocation of people and financial… more
- Scotiabank (New York, NY)
- …the world. Global Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and ... includes ensuring the terms in trading documentation are executed within the Bank's risk tolerance (including but not limited to credit , legal, regulatory, and… more
- TEKsystems (New York, NY)
- …experience within large banking institutions + Strong bkgrd in controls testing, operational/ credit risk , ITGC, Compliance, or general IA across bank functions ... units or functional corporate areas. Job Responsibilities: + Contributes to the Audit planning process for specific businesses/ functional units, including audit … more
- Citigroup (New York, NY)
- …debt financing associated with a transaction. Engage in direct discussions with internal credit risk professionals to address diligence questions and educate our ... overview and credit and equity investment highlights to equity and risk committees, respectively, and conduct due diligence into the company and industry as… more
- City of New York (New York, NY)
- …DSS complies with all statutory, regulatory, and contractual standards. The Office of Audit Services (OAS) is responsible for the assessment of operational risk ... within the Agency and the coordination of the risk assessment process to ensure the integrity, efficiency, and...audits for goods /services of Medicaid Providers. Utilize standard audit procedures examine records and documents that support claims… more
- M&T Bank (Buffalo, NY)
- …the management and oversight of Community Finance's applicable tax credit equity investments and other structured lending products. **Primary Responsibilities:** ... commitment/closing process for new investments by assisting the Operations & Risk Manager with closing tasks such as validating documentation, conducting preliminary… more
- Citigroup (New York, NY)
- …should demonstrate proven ability to collaborate with multiple stakeholders across Enterprise Risk Management, Wholesale Credit Risk , Retail Credit ... ap‐proved artifacts are maintained in a secure location for Audit purposes. + Responsible for partnering with Use Case...a must have + Subject matter expertise in Counterparty Credit Risk (CCR) and/ or Market … more
- M&T Bank (Buffalo, NY)
- …Credit policy as they apply including but not limited to; Annual Reviews, Audit Confirmations, Credit References, and daily requests from the Business line. ... clients and ensure they meet Policy requirements. + Complete Audit confirmation request's received from CPA's on behalf of...on behalf of our clients. + Responsible for completing Credit reference requests. + Monitor multiple general email boxes… more
- Citigroup (New York, NY)
- …and unparalleled access to capital and liquidity. Citi Finance, Market and Credit Risk Technology develops innovative technology solutions and is focused ... and our communities where we live and work. Wholesale Credit Risk team within ICG-IT supports a... Risk , Retail Risk , Market Risk , Internal Controls, Internal Audit and Operational… more
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