- M&T Bank (Hauppauge, NY)
- …resources and solutions of the firm.Work closely with Client Managers, Custom Credit , Investment Advisors and Trust Officers to assess client's current financial ... goals and objectives are achieved. + Adhere to applicable compliance/operational risk controls in accordance with Company or regulatory standards and policies.… more
- Mizuho Corporate Bank (New York, NY)
- …+ Compose KYC packages and perform due diligence on new clients based on risk rating including FinCen requirements and Enhanced Due Diligence + Conduct OFAC and ... Dept. (ALCD) exceptions for new onboarding remediation + Adhere to internal audit requirements + Recommend and assist in requirements for efficiencies where needed… more
- City of New York (New York, NY)
- …data. This position is central to enhancing our security posture, reducing risk , and ensuring compliance with regulatory requirements. By driving the implementation ... and the organization's ability to meet its governance and audit goals. Your Role: We are seeking a skilled...equivalent to "1", "2", or "3" above. Undergraduate college credit can be substituted for experience on the basis… more
- M&T Bank (Buffalo, NY)
- …in such functional areas as Treasury, Trust and Investment Services, Credit , Finance, Retail Banking, Commercial Banking, and Technology and Banking Operations. ... assignments as requested by management. + Adhere to applicable compliance/operational risk controls in accordance with Company or regulatory standards and policies.… more
- New York State Civil Service (New York, NY)
- …applications teams and the Banking Division's subject matter expert teams (ie, Risk /Capital Markets, BSA/AML, Accounting, and Internal Audit ) servicing Community ... banking organizations (including commercial banks, trust companies, savings banks, and credit unions), with aggregate assets of supervised institutions of over $425… more
- UHS (Binghamton, NY)
- …Data Loss Prevention (DLP), Information Protection and Sensitivity Labels, Insider Risk Management, eDiscovery, Audit and Compliance. + Advanced experience ... Apps, Microsoft Compliance Center and other M365 security tool. + Fifteen credit hours in cybersecurity, information assurance or information technology. + Knowledge… more
- SMBC (New York, NY)
- …Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices ... maintain coordination with related compliance disciplines - eg, regulatory change, risk assessment, management of controls library. + Provide ongoing quality control… more
- JPMorgan Chase (New York, NY)
- …Investment Office include structural interest rate and foreign exchange risk . Products utilized include long-term debt, fixed income securities, interest ... rate swaps, cross currency swaps and credit related products. As a Global Controller - Associate...and skills:** + CPA + Big Four experience in audit preferred + Experience with derivatives or hedge accounting… more