- BMO Financial Group (NC)
- …syndications. Ensures the required internal control standards, including adherence to audit , regulatory and compliance policies. + Leads and executes business ... execution, evaluation and sustainment of initiatives. + Manages the risk of the assigned complex portfolio in a timely...equivalent combination of education and experience. + If a Credit Qualifiable job, Credit Qualifications and associated… more
- TD Bank (Hampstead, NC)
- …with opening/closing personal deposit accounts, everyday bank transactions, debit card/ credit card issues, regulation E, mobile and on-line (digital) banking ... job specific, compliance-related training + Understands, utilizes and follows compliance/ risk and control programs + Ensures ongoing compliance with… more
- US Bank (Charlotte, NC)
- …products/services, systems, and associated risks/controls + Advanced knowledge of Risk /Compliance/ Audit competencies + Strong analytical skills and project ... bank customers. Identify gaps and propose solutions that promote an effective risk management framework. Identify and/or escalate risks as appropriate. Serve as a… more
- CBRE (Raleigh, NC)
- …loan servicing operations to provide legal counsel while assessing and mitigating risk proactively, creatively and strategically. You'll also play a key role in ... the Legal Department by collaborating with colleagues on industry-leading legal risk mitigation strategies in response to market changes and conditions impacting… more
- MongoDB (Raleigh, NC)
- …the business with regard to market strategy around things such as investment risk , corporate credit card programs, etc **Qualifications** + Bachelor's degree in ... return for senior accounting leadership team, executive management and the Audit Committee + Collaborate internally with Tax, Compliance and Accounting teams… more
- SMBC (Charlotte, NC)
- …Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices ... that will report to the Compliance Model Validation Manager, in the Risk Management Department, Americas Division. The Compliance Model Validation Analyst will… more
- Sedgwick (Charlotte, NC)
- …appropriate action. + Performs quality review on claims in compliance with audit requirements, service contract requirements, and quality standards. + Acts as second ... travel as required **Auditory/Visual:** Hearing, vision and talking **NOTE** **:** Credit security clearance, confirmed via a background credit check,… more
- First Horizon Bank (Winston Salem, NC)
- …personalized banking solutions, with an emphasis on deposit accounts, loans and lines of credit , and referrals to other lines of business within the Bank. + Growth ... knowledge meetings, training classes, and web-based learning. Compliance and risk management + Expected compliance with bank regulations, policies, procedures,… more
- Sedgwick (Raleigh, NC)
- …appropriate action. + Performs quality review on claims in compliance with audit requirements, service contract requirements and quality standards. + Reviews reserve ... travel as required **Auditory/Visual:** Hearing, vision and talking **NOTE** **:** Credit security clearance, confirmed via a background credit check,… more
- Bank of America (Charlotte, NC)
- …in Business + Prior Data Management or Technology/Finance experience in Consumer Banking, Wholesale Credit , or Credit Risk organizations at BAC + Strong ... responsible for supporting periodic audits and exams by the internal audit and compliance organizations and various Bank regulatory agencies. **Responsibilities:** +… more