- TD Bank (New York, NY)
- …internal policies/procedures and applicable regulatory guidelines, ensures activities are within TDs risk appetite and risk management policies, escalates as ... management . + Deep understanding of regulatory compliance and risk management in the finance industry +...FINRA. + Satisfactory results on a criminal background check, credit report check, civil litigation search, and regulatory agency… more
- M&T Bank (Buffalo, NY)
- …Services, or support functions such as Treasury, Finance, Compliance, Technology, Operations, Risk Management , or Credit Administration. + Effective ... audits over the Bank's Information Technology (IT) Engineering, Operations, Governance, Risk Management and Architecture functions. Responsible for overseeing,… more
- City National Bank (New York, NY)
- …transactions, ensures conformance with Bank policy and regulatory requirements. Exercises sound credit and risk judgment in recommending loans for approval. * ... additional information related to loan requests, summarizes information and exercises sound credit and risk judgment in recommending transactions for approval. *… more
- TD Bank (New York, NY)
- …+ Strong understanding of the Commercial Cards Product industry, including payment processing, credit risk management , and regulatory landscape. + Excellent ... and Rules for relevant markets, ensuring product compliance with all relevant regulations and risk management policies. Work with internal Risk & Compliance… more
- SMBC (New York, NY)
- …and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. ... than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is… more
- JPMorgan Chase (New York, NY)
- …preserving and managing their wealth. You will use your knowledge of investments, financial planning, credit and banking to both advise current clients on ... on their overall balance sheet, including asset allocation, investment management , wealth planning, credit and banking needs...their wealth. You will use your knowledge of investments, financial planning, credit and banking to both… more
- Wells Fargo (New York, NY)
- …our customers and company. They are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory ... services and initiatives + Drive accountability for assigned initiatives, limit risk exposure, and create efficiencies as appropriate + Review strategic approaches… more
- Citigroup (New York, NY)
- …of financial products and services, including consumer banking and credit , corporate and investment banking, securities brokerage, and wealth management . ... analyze information about the customer's financial situation, financial and personal goals, tolerance for risk ...for the future, income, assets, debts, cash flow, and credit history. + Analyze financial information for… more
- HSBC (New York, NY)
- …of credit and letter of credit agreements, ISDA / CSA documentation, risk management and risk mitigation strategies + Product expertise in Global ... the relationship management function for their coverage portfolio-including oversight of credit , KYC and/or internal projects and initiatives, as they arise + As… more
- SitusAMC (Albany, NY)
- …are carried out in full compliance with regulatory requirements, Enterprise Wide Risk Management Framework and internal Barclays Policies and Policy Standards ... to structured finance legal backgrounds) + Solid understanding and interest in credit markets, financial accounting, statistics, and corporate and investment… more