- Wells Fargo (New York, NY)
- …+ Knowledge and understanding of banking industry laws and regulations, compliance controls, risk management and loss prevention + Ability to interact with ... reporting , or military experience working in personnel benefits management , processing military personnel orders or transitions, wartime readiness operations,… more
- SMBC (New York, NY)
- …SMBC Americas Division Human Resources & Legal Control Officer is a change agent and risk management expert within the first line of defense. The role provides ... functional areas and the Second Line of Defense, including Risk Management and Compliance. This is a... process, including root cause analysis; + Produces periodic management reporting , and presents escalation items to… more
- HSBC (New York, NY)
- …track record of C-Suite engagement and 'trusted advisor' status + Strong risk management skills and a good understanding of credit and financial crime ... the Group + Be accountable for financial and non-financial risk , including credit , operational and reputational ...risk management as well as operational risk + Able to lead and influence senior stakeholder… more
- City National Bank (New York, NY)
- …and services applicable to target client segment. * Excellent knowledge of commercial credit policies/procedures and risk management techniques. * Excellent ... implemented and the process is efficient and effective. * Ensures accurate and timely risk identification. * Monitors the loan and credit process. Reviews all… more
- Citigroup (New York, NY)
- …Data is a critical component of Citi's first line of defense for wholesale and counterparty credit risk management and works with Independent Risk teams ... identification, exposure monitoring and stress testing. Enterprise Data coordinates with credit management groups across institutional client businesses to… more
- Scotiabank (New York, NY)
- …and the world. Global Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the ... conduct risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management … more
- Wells Fargo (Brooklyn, NY)
- …customers and company. They are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance), ... related to opening new accounts, completing service requests, and submitting credit applications + Receive direction from managers and exercise judgement within… more
- Wells Fargo (Fishkill, NY)
- …customers and company. They are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance), ... related to opening new accounts, completing service requests, and submitting credit applications + Receive direction from managers and exercise judgement within… more
- City National Bank (New York, NY)
- … culture of the bank and reflective of current market conditions. * Minimize bank's credit risk by creating a distribution platform. * Stay apprised of the ... active book runner roles. The group works with relationship management teams to ensure the marketability of transactions, primarily...prospect transactions prior to launch to accurately assess syndication risk for credit . * Prepare and present… more
- SMBC (White Plains, NY)
- …to its employees. **Role Description** Reporting to the Director of Non-Financial Risk Program Management , the incumbent supports the Second Line of Defense ... diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more...Risk Management Department Americas Division's (RMDAD) Non-Financial … more