- Scotiabank (New York, NY)
- …the world. Global Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and ... with the BNS's risk culture and the relevant risk appetite statement and limits. + Review and provide feedback on materials created by Compliance Testing… more
- Citigroup (New York, NY)
- …combination of taxable and tax-exempt loans or bonds, Low Income Housing Tax Credit equity, and governmental and private subsidies. CCC provides capital directly or ... with 3rd party underwriters + Collaborate with the securitization team to review /select loans for securitization and create execution plan to meet annual budget… more
- Wells Fargo (Purchase, NY)
- …customers and company. They are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance), ... and criminal background standards. Wells Fargo will initiate the FINRA licensing review process at the time of offer acceptance. For specific FINRA qualification… more
- Citigroup (New York, NY)
- …that clients adhere to prescribed risk parameters, working with In Business Risk , and independent Credit Risk management coverage + Proactively monitor ... allotted trading capacity + Mitigate client breaches in line with the FDC/Equities Risk management protocols + Partner with risk partners to create capacity… more
- Scotiabank (New York, NY)
- …the world. Global Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and ... objective assurance over the design and operations of the Bank's internal controls, risk management and governance processes. We are professionals who thrive in a… more
- MUFG (New York, NY)
- …manners of transaction documentation and legal issues with respect to syndicated credit facilities (both as an administrative agent and lender), secured and ... unsecured bilateral credit facilities, letters of credit and other...Title** : Vice President & Counsel **Key Responsibilities:** + Review , draft and negotiate documentation for and provide legal… more
- SMBC (New York, NY)
- …Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices ... **Role Objectives** * Execute/lead audits including planning, testing, issue identification, workpaper review and reporting. * Act as a subject matter expert in… more
- SMBC (New York, NY)
- …Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices ... audit from inception to completion including planning, testing, issue identification, workpaper review and reporting. * Lead audit teams to execute high quality… more
- SMBC (White Plains, NY)
- …Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices ... Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices… more
- Citigroup (New York, NY)
- …in close partnership with control functions such as Legal, Compliance, Market and Credit Risk , Audit, Finance to ensure appropriate governance and control ... investors and responsible for assisting with a trading book and mitigating risk , in coordination with the Trading team. **Responsibilities:** + Proactively raise… more