- TD Bank (New York, NY)
- …a member of the US Wealth Compliance Department, the Compliance Business Oversight Manager will:** + **Ensure ongoing compliance with the Investment Company Act of ... + **Provide training to the field on various regulatory topics, including onboarding new hire training** + **Delivers relevant subject matter expertise and… more
- TD Bank (New York, NY)
- …of enthusiastic colleagues dedicated to setting new industry standards. The Compliance Manager manages assigned compliance functions for the Company and supports the ... lines of business, banking offices, and operating departments. The Compliance Manager Interacts with senior management in assigned areas, developing, revising, and… more
- TD Bank (New York, NY)
- …management behaviors that align with TD's policies and practices. The Risk Manager I will lead or participate in the identification, development, and implementation ... leading special project teams or cross-functional workgroups. Additionally, the Risk Manager I will assist in enhancing credit risk assessment capabilities to… more
- Raymond James Financial, Inc. (New York, NY)
- …hub.** We are looking for a highly organized, client-centric Strategic Transitions Manager to deliver a premium onboarding experience for Financial Advisors ... Services (RJFS). Operating with minimal oversight, the Strategic Transitions Manager applies deep industry expertise to independently manage high-impact initiatives… more
- TD Bank (New York, NY)
- …of Business:** Financial Crimes & Fraud Mgmt **Job Description:** The Senior Manager , Fraud Performance Management leads a team of highly-skilled managers and ... and our operation teams (eg Loss Prevention Call Center). The Senior Manager Fraud Performance Management is responsible for reporting on overall Fraud losses… more
- TD Bank (New York, NY)
- …management regarding audit scope, status, and findings + Works at direction of IT Audit Manager or Senior Audit Manager + May perform testing procedures for more ... + Works independently but receives assistance/coaching from the audit manager + May be Auditor in Charge on an...+ 5+ years of related IT/Technology Audit experience required ** Customer Accountabilities:** + Understands and supports the Banks … more
- TD Bank (New York, NY)
- …and appropriateness.** **In this position, the** **Compliance Audit and Exam Manager will manage ongoing supervision processes and meetings including material ... the Compliance regulatory** **engagement** **strategy. The Compliance Audit & Exam Manager will prepare regular stakeholder communication, provide input for periodic… more
- TD Bank (New York, NY)
- …this role. **Line of Business:** Product Management **Job Description:** The Product Manager oversees the end to end management of assigned products, services and ... programs including features, benefits and characteristics that meet customer needs and are priced to meet the Bank's...meet the Bank's profit and loss objectives. The Product Manager manages a particular product or function supporting in… more
- TD Bank (New York, NY)
- …dedicated to setting new industry standards. **The Compliance Business Oversight Manager manages the oversight of various US Corporate Functions and provides ... and challenge related to their Compliance Management System programs. The Compliance Manager will lead important projects and functions that assist the team by… more
- TD Bank (New York, NY)
- …standards. **About the Role** : We are seeking a proactive and analytical Manager for Compliance Strategy and Operations (S&O) with extensive experience building and ... programs. This critical role reports to the lead Governance Program Management Senior Manager and will lead the design and development of the Compliance Program… more
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