- Manulife (New York, NY)
- …Markets organization. In this role of Director, you will work closely with Compliance , Operations, Finance and Investor Relations to help ensure complete AML/KYC is ... for the administration of the AML/TF program within Private Markets to ensure compliance with all applicable internal MFC policies and external regional, federal and… more
- JPMorgan Chase (New York, NY)
- …you will lead and oversee a territory of Financial Advisors, ensuring compliance with regulatory obligations and managing operational risk. You will work closely ... a significant impact. You will be instrumental in fostering a culture of compliance and excellence, ensuring that our advisors are equipped to deliver exceptional… more
- Research Foundation CUNY (New York, NY)
- …J-1, and EAD categories. The individual will also support general HR compliance initiatives, personnel services functions, and special projects as assigned. Other ... procedures. + Post and monitor Labor Condition Application (LCA) notices in compliance with DOL regulations. + Maintain required Public Access Files (PAFs) and… more
- Constructive Partnerships Unlimited (Queens, NY)
- …all supports provided align with person-centered principles and are in full compliance with OPWDD and HCBS Waiver standards. ESSENTIAL DUTIES AND RESPONSIBILITIES: + ... and timely. + Monitors individual records for completeness, accuracy, and regulatory compliance . + Serves as a liaison to external professionals and stakeholders… more
- City of New York (New York, NY)
- …includes the Candidate Services, Candidate Policy & Communications, and Records, Data & Information units. Together, these units help candidates, treasurers, ... and one-on-one support. We also administer, process, and track candidate compliance with public funds eligibility requirements such as the Certification deadline,… more
- Abilities First Inc (Poughkeepsie, NY)
- …educational programs in accordance with agency philosophy and policy, Corporate Compliance Plan, and various state oversight agencies that monitor Abilities First. ... programs is the creation and implementation of our auditing procedures in compliance with OCFS and NYSED requirements, with secondary responsibilities related to… more
- Citigroup (New York, NY)
- …promote ethical conduct, and rigorously examine activities and processes to ensure compliance with relevant legal and regulatory requirements. + Stay informed about ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Deloitte (New York, NY)
- …private equity, real estate, fund of funds, hedge funds) + Familiarity with tax compliance for investments + Experience with data management and automation tools ... that sets the standard for investment management tax technology and provides tax compliance and consulting services to a variety of clients in the financial services… more
- Wells Fargo (New York, NY)
- …business problems. + Support operational governance activities including control testing, compliance tracking, and audit readiness. + Work closely with the ... strategic priorities. **Required Qualifications:** + 5+ years of Business Systems Data and Business Systems Designing experience, or equivalent demonstrated through… more
- Lincoln Financial (Albany, NY)
- …lead and execute risk-based audits focusing on operational processes and regulatory compliance across the company. In this role, you will provide independent ... while also providing exposure to Lincoln Financial's Information Technology, Data Analytics, and Professional Practices audit teams. A strong understanding… more