- City National Bank (New York, NY)
- *HEAD OF CONSUMER LENDING COMPLIANCE * WHAT IS THE OPPORTUNITY? The Head of Consumer Lending Compliance will act in a compliance advisory role supporting ... consumer banking on matters of regulatory compliance for Credit Cards. The role will be responsible...10+ years of lending and regulatory reporting in a data management environment * Minimum 10 years of management… more
- Marex (New York, NY)
- …For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will provide compliance ... bonds, municipal bonds, and US Treasuries as well as providing compliance advisory services regarding various other regulatory reporting requirements, including… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $75,000 - $95,000 USD TD is committed to providing fair ... more specific details for this role. **Job Description:** The Compliance Officer within Regulatory Relations Core Compliance ...ability to use PC or other equipment to verify data and calculations + Oversees/executes and/or performs tasks from… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Department Overview:** **Why Work with Us?** At TD Bank ... US Compliance , we're on a mission to build a more...Office** + **Skill in using advanced analytical software tools, data analysis methods and specialized reporting techniques** **Customer Accountabilities:**… more
- Ankura (Lexington, NY)
- …on driving value to Life Sciences clients and external counsel through compliance , disputes, investigations and advisory services. The position has tremendous growth ... you will be working with practice leadership to provide exemplary compliance , disputes, investigations and litigation support (eg, expert witness) services across… more
- Aflac (New York, NY)
- VP, Investment Compliance Manager The Company: Aflac Asset Mgt. LLC The Location: New York City, NY, US, 10005 The Division: Global Investment Job Id: 8034 About Our ... regulations to registered investment advisers is a must. + Proactively identify compliance issues and obtain workable resolution. Make a broad range of decisions… more
- City of New York (New York, NY)
- …in order to facilitate affordable housing development. Housing Incentives' Compliance and Enforcement division investigates and takes enforcement action against ... Tax Incentives - Tax Credits - Inclusionary Housing - Compliance and Enforcement Your Impact: As an Assistant Project...case management systems and to compile and prepare Division-wide data for reports to senior managers, the New York… more
- Amazon (New York, NY)
- …looking for a new challenge in a fast-paced, innovative company? Join the compliance team supporting our rapidly growing and evolving payments business, and help us ... teams on effective risk mitigation countermeasures to ensure continued safety and compliance for Amazon. This senior leader will leverage their knowledge of… more
- Vibrant Emotional Health (New York, NY)
- Position Title: Compliance Manager - Direct Services (Non-Billable Services) Salary Range: $76,000.00 - $87,000.00 Department: Corporate Compliance Reports to: ... can be a reality for everyone. Position Overview: The Compliance Manager is responsible for assisting the Compliance...not limited to, complaints, grievances, and other incidents Use data analytics tools to support identifying trends and areas… more
- Mizuho Corporate Bank (New York, NY)
- As the Vice President of Compliance AI Initiatives, you will play a pivotal role in shaping the future of AI risk management and compliance within our ... Department. You will oversee AI initiatives within the Compliance Department and work collaboratively with various Line of...subject matter experts in AI, Architecture & Engineering and Data to complete impact assessment of new AI policies,… more