- TD Bank (New York, NY)
- …employs various software applications and desktop tools to consolidate reported data and analyze information to detect potential compliance issues and concerns. ... consider this opportunity.** **Job Summary:** The Senior Manager, Compliance Governance & Operations leads, develops and oversees a dynamic...through concise and clear messaging; ability to influence and lead at a senior level + Ability to work… more
- WMCHealth (Valhalla, NY)
- …(Deputy CCO), the Director collaborates closely with them to lead and operationalize systemwide compliance initiatives that promote transparency, accountability, ... advisor to the Deputy CCO in implementing enterprise initiatives, supporting governance structures, and strengthening compliance maturity across all WMC entities. +… more
- Marex (New York, NY)
- …presentations and briefing materials for senior executives, Board meetings, and governance committees. + Analyse financial and operational data , including ... order-flow management via screen, voice and DMA, plus award-winning data , insights and analytics. Capital Markets is Marex's largest...level of responsibility. + To report any breaches of policy to Compliance and/ or your supervisor as required.… more
- JPMorgan Chase (New York, NY)
- …closing portfolio updates and assist with fund level legal, regulatory, and governance tasks, including policy implementation and oversight support. + External ... papers, intercreditor agreements, amendments, and ancillary documentation. + Negotiation: Lead first line negotiations on documentation, escalating to internal… more
- BlackRock (New York, NY)
- …experienced leader with deep expertise in the Separately Managed Accounts to lead the organization towards the next generation of BlackRock's SMA platform. The ... complex projects/programs from zero to one: define program structure, scope, governance , operating cadence, and measurable outcomes; lean into ambiguity to create… more
- Raymond James Financial, Inc. (New York, NY)
- …of the Private Client and Asset Management . Risk assessment methodologies . Risk governance structure and design . Risk policy and procedures . Infrastructure ... engages with regulators to provide essential risk context. . Reports risk-related data including risk exposure, compliance to risk policies, and effectiveness of… more
- Otsuka America Pharmaceutical Inc. (Albany, NY)
- …to cross-functional study teams and ensure high-quality clinical trial design, conduct, and data interpretation. + Serve as the medical lead and subject matter ... oversight to vendor and CRO relationships and provides clinical input into their governance committees. + Lead clinical discussions with KOLs and advisory… more
- TD Bank (New York, NY)
- …analytical experts + Provides analytical thought leadership and stays current on developments in data mining + May be accountable to lead team in developing ... in-time solve model limitations / issues to meet validation lead time target. + Deliver high quality model validation...that are compliant with the Bank's internal Model Risk Policy , adhere with industry best practices, and meet regulatory… more
- Bank of America (New York, NY)
- …Bank of America technology platforms and associated solutions + Manage and lead a high-performing healthcare specialized sales team + Drive achievement of assigned ... supports company Great Place to Work goals. + Manager of Process & Data : Challenges end-to-end process efficiency and effectiveness, champion data driven… more
- American Express (New York, NY)
- …combines customer and portfolio analysis, competitive insights, and macroenvironmental and monetary policy trends to inform pricing strategies, as well as playing a ... Manager will also execute pricing decisions and ensure alignment with our pricing governance approach. The ideal candidate will have a strong background in data… more