- Wellington (New York, NY)
- …the global capital markets. Our investment solutions, tailored to the unique return and risk objectives of institutional clients in more than 60 countries, draw on a ... perspectives with those of our clients. **About the Role** The Senior Compliance Analyst will support Wellington Management's Global Private Investments Compliance… more
- Citigroup (New York, NY)
- …of hire. **Most Relevant Skills** Budgeting, Business Acumen, Constructive Debate, Data Storytelling, Management Reporting, Problem Solving, Risk Management, ... The Financial Planning and Analysis Senior Vice President (Rates and Currencies) is a...to manage professional team(s)/department(s) and apply analytical thinking/knowledge of data analysis methodologies to create and analyze reports that… more
- Guardian Life (Albany, NY)
- …you want to be part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst, Park Avenue Securities, and Park Avenue Investment Advisory, you will ... conduct branch office inspections using risk -based testing methodologies to ensure compliance with FINRA Rule 3110 and, in certain circumstances, various state… more
- Citigroup (New York, NY)
- …workflow tool is updated with accurate and complete information. + Demonstrate expertise of data management, risk and control and in-depth knowledge of the ... will remain flexible. **Qualifications:** + 15+ years of extensive experience in data management, risk and control , supervision, issues management… more
- M&T Bank (Buffalo, NY)
- …Design components of security solutions with significant complexity and moderate risk , ensuring alignment with cybersecurity objectives and organizational needs + ... products or solutions support. + Understand and adhere to the Company's risk and regulatory standards, policies, and controls in accordance with the Company's… more
- City National Bank (New York, NY)
- …colleagues across Risk , Compliance and Internal Audit to strengthen the control environment and enhance risk management practices. * Monitor Fiduciary ... *INVESTMENT MANAGEMENT GOVERNANCE OFFICE SENIOR BUSINESS ANALYST* WHAT IS THE OPPORTUNITY? Working...self-identified issues. * Analyze, evaluate and periodically review current risk management practices relating to Fiduciary activities across the… more
- Guardian Life (New York, NY)
- …internal policies, external regulations, and industry standards.** **Implement effective risk mitigation and quality control measures throughout compensation ... **The** ** Senior Product Manager, Sales Compensation Systems,** **is a...priorities. Your role will involve integrating usability studies, and data /AI standards into product requirements to ensure a customer… more
- US Bank (New York, NY)
- …contributor role residing within the Bank's Second Line of Defense Risk Management and Compliance organization. Specifically, this position supports the Model ... Risk Management ("MRM") program at the Bank. The overall...overall MRM program is designed to provide governance and control around impactful institutional models per the Bank's Model… more
- Citigroup (Getzville, NY)
- …clear, concise reports on governance effectiveness and RRP readiness to senior management, committees, and regulators. * Collaborate with legal, compliance, and ... risk teams to ensure all governance frameworks are up-to-date...against team and Treasury-wide priorities/goals o implementing process and control inventories o supporting organizational and staffing requests o… more
- M&T Bank (Buffalo, NY)
- …technologies, policies, and procedures. + Understand and adhere to the Company's risk and regulatory standards, policies, and controls in accordance with the ... Company's Risk Appetite. Design, implement, maintain, and enhance internal controls...reflects the M&T Bank brand. + Maintain M&T internal control standards, including timely implementation of internal and external… more