- Principal Financial Group (New York, NY)
- …Must be assertive and entrepreneurial + Travel required - 25 - 50% (including day and overnight stays combined, and dependent on the territory) Licensing will be ... to personal and business conduct as well as personal trading activities for you and members of your household....will accept additional applications for at least 1 full day following the Most Recently Posted Date. Please submit… more
- Insight Global (New York, NY)
- …and work closely with quant researchers/developers, technology teams, middle-office & trading global systems. We are a company committed to creating diverse ... can bring their full, authentic selves to work every day . We are an equal opportunity/affirmative action employer that...can bring their full, authentic selves to work every day . We are an equal employment opportunity/affirmative action employer… more
- HSBC (New York, NY)
- …transactional clients, including those serviced over e-platforms for flow based business + Provide day to day sales coverage using the full suite of Corporate ... local and any cross border market regulations for non-advisory sales and trading activities Where applicable, experience managing a team with clear competencies in… more
- Bloomberg (New York, NY)
- …industry leading fixed income indices, security valuation services, portfolio management and trading platforms, as well as the daily workflow of countless traders, ... published reports, and webinars + Help the team evolve and operate on a day -to- day basis **You'll need to have** + Strong quantitative experience within the US… more
- JPMorgan Chase (New York, NY)
- …and field compliance related questions from the JPMWM business on new initiatives and day -to- day activities. + Keep abreast of industry trends and standards and ... investment adviser (eg investments such as fixed income, equity, listed options, margin trading , etc) and related SEC, FINRA, MSRB and other SRO rules and… more
- Bank of America (Niagara Falls, NY)
- …driving Responsible Growth and delivering for our clients, teammates, communities and shareholders every day . Being a Great Place to Work is core to how we drive ... Acumen + Executive Presence + Oral Communications + Risk Management + Trading **Minimum Education Requirement:** High School Diploma / GED / Secondary School… more
- Bank of America (New York, NY)
- …driving Responsible Growth and delivering for our clients, teammates, communities and shareholders every day . Being a Great Place to Work is core to how we drive ... of our team is to support the GCSS Distressed Trading business through the implementation and execution of key...the Bank's required accommodation request process before your first day of work. This communication provides information about certain… more
- CBRE (Albany, NY)
- …all aspects of CBRE's global equity compensation program. Responsible for the day -to- day equity awards, compliance with internal policies and external ... Section 16 reporting. + Partner with Legal to monitor and maintain insider trading windows, blackout periods, and 10b5-1 plans. + Participate in the design, review,… more
- Bank of America (New York, NY)
- …driving Responsible Growth and delivering for our clients, teammates, communities and shareholders every day . Being a Great Place to Work is core to how we drive ... responsibilities, professionals on the Team develop research-driven strategic and tactical trading ideas; interact with Financial Advisors to provide advice on… more
- Bank of America (New York, NY)
- …driving Responsible Growth and delivering for our clients, teammates, communities and shareholders every day . Being a Great Place to Work is core to how we drive ... + Professionals on the Team develop research-driven strategic and tactical trading ideas. + Interact with Financial Advisors to provide advice on… more