- Broadridge Financial Solutions (New York, NY)
- …operations at a buyside or sell side institution, E-Commerce ECN or Inter Dealer Broker preferred. + Detail oriented, results driven, and possesses a strong client ... focus. + Excellent analytical, communication (both written and verbal) and presentation skills. + Outstanding team player dedicated to encouraging and boosting group performance. + Uses tact and diplomacy to explain moderately complex information to others in… more
- TD Bank (New York, NY)
- …implementing regulations, 12 CFR Part 1007; and is with a FINRA member, broker or dealer and is subject to the requirements of FINRA and Securities Laws. May (or may ... not) be a registered position under FINRA. + Must be eligible for employment with a covered financial institution under the standards established by Regulation Z of the Truth in Lending Act, 12 CFR Part 1026.36. + Must be eligible for registration as a… more
- Tradeweb (New York, NY)
- …businesses in terms of participation, volumes and revenues. + Work closely with the Dealer community to educate, provide feedback, and develop a forum to enhance the ... platform + Work with the Technology and Sales teams to develop and maintain an active network, leveraging and creating relationships to improve business insight and product offerings + Develop a thorough understanding of Tradeweb's Development processes and… more
- Monroe Tractor (Syracuse, NY)
- …Tractor is a well-known and respected construction equipment and agricultural equipment dealer with over 70 years of experience servicing the northeastern US. With ... 18 locations throughout New York, Pennsylvania, Vermont, Connecticut, and Massachusetts, we pride ourselves on providing best-in-class sales and support to over 15,000 hardworking customers. Since our founding in 1951, the industries we serve have been… more
- City National Bank (New York, NY)
- …regulatory affairs. * Experience with a financial institution such as a broker/ dealer and/or registered investment adviser. * Experience working within a Compliance ... Investment Management role. *WHAT'S IN IT FOR YOU?* *Compensation*Starting base salary: $127,626 -$237,014 per year. Exact compensation may vary based on skills, experience, and location. This job is eligible for bonus and/or commissions. *Benefits and Perks*… more
- Tradeweb (New York, NY)
- …program. **Potential Departments you can work in include:** + Customer and Dealer Relations + Product Management + Relationship Management and Sales + Marketing ... and Communications + Data Analytics and Governance + Compliance and Risk **Qualifications** + Currently pursuing an undergraduate or Master's degree in any industry + Basic knowledge of and interest in financial markets and technology + Ability to analyze a… more
- Lincoln Financial (Albany, NY)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker- dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln Financial ... is the marketing name for Lincoln Financial Corporation and its affiliates including The Lincoln National Life Insurance Company, Fort Wayne, IN, and Lincoln Life & Annuity Company of New York, Syracuse, NY. Lincoln Financial affiliates, their distributors,… more
- Lincoln Financial (Albany, NY)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker- dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln Financial ... is the marketing name for Lincoln Financial Corporation and its affiliates including The Lincoln National Life Insurance Company, Fort Wayne, IN, and Lincoln Life & Annuity Company of New York, Syracuse, NY. Lincoln Financial affiliates, their distributors,… more
- Lincoln Financial (Albany, NY)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker- dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln Financial ... is the marketing name for Lincoln Financial Corporation and its affiliates including The Lincoln National Life Insurance Company, Fort Wayne, IN, and Lincoln Life & Annuity Company of New York, Syracuse, NY. Lincoln Financial affiliates, their distributors,… more
- TD Bank (New York, NY)
- …in a highly focused operation, while being part of a major global investment dealer . Confidence in our US operations systems stems from the recognition of our ... in-depth industry knowledge and from our outstanding credit, structuring, research and distribution capabilities. At TD Securities you will continue to expand on your knowledge in the industry, gaining valuable experience while you develop into a senior… more